Christopher S. Dennis

ARROWHEAD WEALTH MANAGEMENT

Modesto, CA 95354

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CRD#: 2177796

Professional summary

Christopher Scott Dennis is a registered financial advisor currently at ARROWHEAD WEALTH MANAGEMENT CORP. located in Modesto, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Christopher has worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CHRISTOPHER S. DENNIS; INVESTMENT RELATED; 909 15TH STREET, #4, MODESTO, CA 95354; INSURANCE PRODUCTION ACTIVITIES; INDEPENDENT INSURANCE PRODUCER; 05/2022; APPROX. 10 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; INDEPENDENT INSURANCE PRODUCER FOR VARIOUS INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Scott Dennis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2014 - Present

ARROWHEAD WEALTH MANAGEMENT CORP.

Office #1: 909 15th St #4, Modesto, CA 95354

RIA

CRD#: 171169

Modesto, CA

Past

November 18, 2011 - March 6, 2014

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

SAN FRANCISCO, CA

Past

January 9, 2009 - March 6, 2014

WEDBUSH SECURITIES INC.

CRD#: 877

SAN FRANCISCO, CA

Past

May 14, 1999 - December 31, 2008

FIRST WALL STREET CORP.

CRD#: 13024

SAN FRANCISCO, CA

Past

November 4, 1998 - May 25, 1999

TRANSGLOBAL CAPITAL CORPORATION

CRD#: 33347

WESTLAKE VILLAGE, CA

Past

February 21, 1997 - September 4, 1998

WALDRON & CO., INC.

CRD#: 868

IRVINE, CA

Past

July 2, 1992 - March 6, 1997

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/21/2014)

IAR

Texas
(2/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/30/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/15/1994

General Securities Principal Examination

Current Firm

ARROWHEAD WEALTH MANAGEMENT CORP.

CRD#: 171169 / SEC#:

California

Registered Investment Advisory firm - (5/21/2014 Approved)

Texas

Registered Investment Advisory firm - (2/17/2022 Conditional Restricted)

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Contact information

Main Address

909 15th St #4, Modesto, CA 95354

Mailing Address

Phone number

(415) 850-3022

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	158
AUM (Assets Under Management)	$ 27,372,644

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher S. Dennis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Scott Dennis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARROWHEAD WEALTH MANAGEMENT CORP.

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

FIRST WALL STREET CORP.

TRANSGLOBAL CAPITAL CORPORATION

WALDRON & CO., INC.

INTERFIRST CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/1992

Series 7

Date: 6/30/1992

Series 24

Date: 4/15/1994

Current Firm

ARROWHEAD WEALTH MANAGEMENT CORP.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARROWHEAD WEALTH MANAGEMENT CORP.

TRUST BUT VERIFY

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