PM
Peter M. Maris
RESOURCE FINANCIAL GROUP, LTD.
WILMETTE, IL 60091
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CRD#: 2177794
PM
Professional summary
Peter Michael Maris, CFP® is a registered financial advisor currently at RESOURCE FINANCIAL GROUP, LTD. located in Wilmette, Illinois and OSAIC WEALTH, INC. located in Wilmette, Illinois.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Peter has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***TRUSTEE FOR MICHAEL S. MARIS POSITION: Trustee NATURE: Trustee for Michael S. Maris (family) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/14/1992 ADDRESS: 1000 Skokie Blvd Suite 525, Wilmette IL 60091, United States DESCRIPTION: Trustee duties ***TRUSTEE FOR THE TATGE TRUST FOR CHILDREN TRUST AGREEMENT POSITION: Trustee NATURE: Trustee for the Tatge Trust for Children Trust agreement INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2008 ADDRESS: 1000 Skokie Blvd Suite 525, Wilmette IL 60091, United States DESCRIPTION: Act in the best interest of the two beneficiaries of this trust. ***RESOURCE FINANCIAL GROUP, LTD. POSITION: Agent NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1996 ADDRESS: 1000 Skokie Blvd Suite 525, Wilmette IL 60091, United States DESCRIPTION: FIXED INSURANCE SALES ***RESOURCE FINANCIAL GROUP, LTD. POSITION: Financial Advisor NATURE: TAX PLANNING SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1996 ADDRESS: 1000 Skokie Blvd. Suite 525, Wilmette IL 60091, United States DESCRIPTION: TAX PLANNING SERVICES RESOURCE FINANCIAL GROUP, LTD. POSITION: President & COO NATURE: ADVISORY & FINANCIAL PLANNING INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/1996 ADDRESS: 1000 Skokie Blvd Suite 525, Wilmette IL 60091 DESCRIPTION: ADVISORY & FINANCIAL PLANNING
CRS (Client Relationship Summary) - RIA
Click below to view Peter Michael Maris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
August 28, 1998 - Present
RESOURCE FINANCIAL GROUP, LTD.
Office #1: 1000 Skokie Blvd.. Suite 525, Wilmette, IL 60091RIA
CRD#: 119833
WILMETTE, IL
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1000 Skokie Blvd., Suite 525, Wilmette, IL 60091RIA
BD
CRD#: 23131
WILMETTE, IL
Past
September 18, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WILMETTE, IL
Past
October 1, 2008 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
WILMETTE, IL
Past
October 31, 2005 - October 2, 2008
OSAIC SERVICES, INC.
BD
CRD#: 133763
WILMETTE, IL
Past
August 28, 1998 - December 31, 2002
RESOURCE FINANCIAL GROUP, LTD.
RIA
CRD#: 119833
WILMETTE, IL
Past
November 18, 1996 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
October 4, 1991 - December 11, 1996
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 4, 1991 - December 11, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RESOURCE FINANCIAL GROUP, LTD.
RESOURCE FINANCIAL GROUP, LTD. | SOLOMON FINANCIAL SERVICES LLC
CRD#: 119833 / SEC#: 801-66619
RIA
Registered Investment Advisory firm - (5/9/2006 Approved)Illinois
Registered Investment Advisory firm - (5/9/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/14/2024)
RR
Arizona(6/14/2024)
RR
Arkansas(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Hawaii(6/14/2024)
RR
Idaho(6/14/2024)
IAR
Illinois(8/28/1998)
RR
Illinois(6/14/2024)
RR
Indiana(6/14/2024)
RR
Iowa(6/14/2024)
RR
Michigan(6/14/2024)
RR
Minnesota(6/14/2024)
RR
Missouri(6/14/2024)
RR
New Hampshire(6/14/2024)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Ohio(6/14/2024)
RR
Oklahoma(6/14/2024)
RR
Oregon(6/14/2024)
RR
Pennsylvania(6/14/2024)
RR
Tennessee(6/14/2024)
RR
Texas(6/14/2024)
RR
Virginia(6/14/2024)
RR
Washington(6/14/2024)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RF
RESOURCE FINANCIAL GROUP, LTD.
RESOURCE FINANCIAL GROUP, LTD. | SOLOMON FINANCIAL SERVICES LLC
CRD#: 119833 / SEC#: 801-66619
RIA
Registered Investment Advisory firm - (5/9/2006 Approved)Illinois
Registered Investment Advisory firm - (5/9/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1000 Skokie Blvd. Suite 525, Wilmette, IL 60091
Mailing Address
Phone number
(847) 256-7495
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 892 |
| AUM (Assets Under Management) | $ 542,637,292 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
