SD
Steven Dimitriou
MAYFLOWER ADVISORS
BOSTON, MA 02110
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CRD#: 2177757
SD
Professional summary
Steven Dimitriou is a registered financial advisor currently at MAYFLOWER ADVISORS located in Boston, Massachusetts and PRIVATE CLIENT SERVICES, LLC located in Boston, Massachusetts.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Steven has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 2JG LLC. Investment Related. 84 Mandalay Rd, Newton, MA. Entity for passive investing in private securities and real estate. 1 hour per month/during securities trading hours. Duties relating to the business are limited to passive investing and are minimal. (2) American Retirement Association. Not Investment Related. 4401 Fairfax Drive, #600, Arlington, VA, 22203. Industry association providing continuing education and legislative & regulatory information. Board member, Ex-Oficio Member, Member of Nominating Committee. 1 hour per month/during securities trading hours. Governance of industry association and stay abreast of industry trends and important issues affecting industry. (3) Mr. Dimitriou is dually-registered with Mayflower Financial Advisors, LLC ("Mayflower") and Private Client Services, LLC ("PCS"). [IAR] has served as an investment advisor representative for Mayflower and a registered representative with PKS since 10/2020. Business is conducted from 265 Franklin Street, Suite 401, Boston, MA, 02110. Approximately 90% of Mr. Dimitriou's time is for services as an investment advisor representative and the balance as a registered representative. (4) Licensed Insurance Professional; same address; less than 10% of business time. (5) Perselena Holdings, LLC; same address; 0 number or hours; Managing (and sole) member of Perselena, passive investor/limited partner in Arris Burlington; Personal investment only LLC owned 100% by me. Passively investing exclusively into Arris Burlington Retail, LLC, a private real estate fund
CRS (Client Relationship Summary) - RIA
Click below to view Steven Dimitriou's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2020 - Present
MAYFLOWER ADVISORS
Office #1: 265 Franklin Street Suite 401, Boston, MA 02110RIA
CRD#: 307857
BOSTON, MA
Current
October 16, 2020 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 265 Franklin St Suite 401, Boston, MA 02110Office #2: 287 Turnpike Rd Suite 250, Westborough, MA 01581RIA
BD
CRD#: 120222
BOSTON, MA
Past
September 1, 2010 - October 23, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
BOSTON, MA
Past
March 16, 2006 - December 31, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
BOSTON, MA
Past
November 18, 2005 - October 23, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
BOSTON, MA
Past
September 10, 2002 - December 15, 2005
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
March 18, 1999 - September 19, 2002
H.C.WAINWRIGHT & CO., LLC
BD
CRD#: 375
NEW YORK, NY
Past
February 16, 1999 - March 10, 1999
H.C.WAINWRIGHT & CO., LLC
BD
CRD#: 375
Past
September 1, 1997 - March 1, 1999
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Past
June 25, 1996 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Past
June 26, 1994 - October 12, 1995
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Past
November 22, 1991 - July 7, 1994
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MAYFLOWER ADVISORS
MAYFLOWER ADVISORS | MAYFLOWER FINANCIAL ADVISORS, LLC
CRD#: 307857 / SEC#: 801-118381
RIA
Registered Investment Advisory firm - (4/3/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/16/2020)
RR
Colorado(10/16/2020)
RR
Connecticut(10/16/2020)
RR
District of Columbia(10/16/2020)
RR
Florida(10/16/2020)
RR
Indiana(10/16/2020)
RR
Kentucky(10/16/2020)
RR
Maine(1/2/2024)
RR
Maryland(10/16/2020)
RR
Massachusetts(10/16/2020)
IAR
Massachusetts(10/19/2020)
RR
Missouri(5/6/2021)
RR
Nevada(10/16/2020)
RR
New Hampshire(10/20/2020)
RR
New Jersey(10/16/2020)
RR
New York(10/16/2020)
RR
North Carolina(10/16/2020)
RR
Oregon(10/16/2020)
RR
Rhode Island(10/16/2020)
RR
South Carolina(10/16/2020)
IAR
Texas(10/16/2020)
RR
Virginia(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MAYFLOWER ADVISORS
MAYFLOWER ADVISORS | MAYFLOWER FINANCIAL ADVISORS, LLC
CRD#: 307857 / SEC#: 801-118381
RIA
Registered Investment Advisory firm - (4/3/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
265 Franklin Street Suite 401, Boston, MA 02110
Mailing Address
Phone number
(617) 259-1767
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,482 |
| AUM (Assets Under Management) | $ 4,779,428,058 |
Red Flags
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Company Information
MAYFLOWER ADVISORS
CRD#: 307857Boston, MA 02110TRUST BUT VERIFY
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Contact information
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