Jim Mcmurrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jim Mcmurrey III was a registered financial professional .
Jim is a previously registered financial professional and started their career in finance in 1991. Jim had worked at 7 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2003 - July 8, 2003
GREAT WEST PARTNERS, INC.
February 5, 2003 - February 18, 2003
LONE STAR SECURITIES, INC.
January 19, 1999 - April 2, 1999
GREAT WEST PARTNERS, INC.
January 27, 1998 - December 31, 1998
LONE STAR SECURITIES, INC.
October 22, 1996 - December 5, 1996
FIRST TITAN FINANCIAL CORP.
November 17, 1993 - December 17, 1993
CAMBRIDGE FINANCIAL CORPORATION
June 22, 1993 - October 27, 1993
TEXAKOMA FINANCIAL, INC.
February 19, 1993 - May 11, 1993
GIBRALTAR SECURITIES, INC.
September 20, 1991 - December 12, 1991
THORNBRIDGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT WEST PARTNERS, INC.
CRD#: 43935 / SEC#: , 8-50495
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GULF STATES ROYALTY COMPANY | OWNER | |
| SIMMONS, BRAD LEE | PRESIDENT, FINANCIAL OPERATIONS OFFICER | 3129381 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
