David P. Ginsberg

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CRD#: 2177577

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Paul Ginsberg was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1991. David had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OXFORD RESEARCH GROUP LLC - 3/1/2013 - 954 RIDGEBROOK ROAD, SUITE 120, SPARKS, MD 21152 - FEASIBILITY ANALYST, SERVING BUSINESS OWNERS/HIGH NET WORTH INDIVIDUALS, NOT INV RELATED, SALES OF RISK MANAGEMENT CAPTIVE INSURANCE; NO SECURITIES ARE SOLD BY OXFORD, 200 hrs/mo; 40 hrs/mo (during trading hours). 2) TLG ADVISORS, INC. - SINCE 02/2014 - 26 W DRY CREEK CR., STE. 800, LITTLETON, CO 80125 - INV REL - IAR BSN, IAR REP, DEVOTE APPROX: 20 HRS P/WK

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 4, 2016 - January 29, 2025

TLG ADVISORS, INC.

RIA

CRD#: 111052

OWINGS MILLS, MD

Past

January 4, 2016 - January 29, 2025

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

February 12, 2014 - December 31, 2015

TLG ADVISORS, INC.

RIA

CRD#: 111052

OWINGS MILLS, MD

Past

March 1, 2013 - December 31, 2015

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

August 20, 2010 - March 12, 2013

M&T SECURITIES, INC.

RIA

CRD#: 17358

BALTIMORE, MD

Past

August 20, 2010 - March 12, 2013

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

July 1, 2002 - August 17, 2010

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

OWINGS MILLS, MD

Past

January 15, 2002 - August 17, 2010

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OWINGS MILLS, MD

Past

November 7, 2001 - August 6, 2010

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HUNT VALLEY, MD

Past

October 3, 1991 - November 6, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 3, 1991 - November 6, 2001

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/1/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/28/2012

Investment Company Products/Variable Contracts Principal Examination

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David P. Ginsberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE LEADERS GROUP, INC.

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

M&T SECURITIES, INC.

M&T SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/1994

Series 63

Date: 4/23/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/12/1993

Series 6

Date: 10/1/1991

Series 26

Date: 9/28/2012

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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