Douglas James Lagerstrom
Professional Summary
Douglas James Lagerstrom, who also goes by Doug Lagerstrom, Douglas J Lagerstrom, Douglas Lagerstrom, is a registered financial advisor currently at PRIVATE WEALTH SOLUTIONS, LLC located in Calabasas, California and KOVACK SECURITIES INC. located in Calabasas, California. Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Douglas has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Douglas James Lagerstrom, Doug Lagerstrom, Douglas J Lagerstrom, Douglas Lagerstrom
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PRIVATE WEALTH SOLUTIONS, LLC
Contact Information
Main Address
26050 Mureau Road Suite 103, Calabasas, CA 91302Phone Number
(818) 264-0600# of Employees
5SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
700AUM (Assets Under Management)
$500,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PRIVATE WEALTH SOLUTIONS, LLC
State Registrations and Notice Filings
(8/3/2009)
(9/26/2008)
(9/5/2017)
(8/12/2009)
(6/28/2013)
(9/26/2008)
(7/12/2013)
(10/9/2008)
(12/17/2008)
(6/1/2026)
(5/10/2022)
(9/26/2008)
(7/2/2018)
(9/26/2008)
(2/12/2020)
(9/26/2008)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Douglas James Lagerstrom's CRS (Customer Relationship Summary).
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