Mark H. Mansfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Hamilton Mansfield was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1991. Mark had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2009 - December 26, 2023
GCMI SECURITIES CORP.
November 15, 2005 - May 11, 2009
PACIFIC RIDGE CAPITAL, LLC
October 25, 2002 - April 1, 2003
GARAGE SECURITIES, INC.
May 11, 2001 - October 4, 2001
ACCELERATED CAPITAL GROUP
April 16, 1996 - June 23, 1999
E*OFFERING
May 18, 1992 - March 1, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 1991 - May 6, 1992
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GCMI SECURITIES CORP.
CRD#: 139520 / SEC#: , 8-67225
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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