William L. Ross

NORTH FORTY TWO & CO.

Lake Oswego, OR 97034

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CRD#: 2177428

Professional summary

William Lawrence Ross, who also goes by Will Ross, is a registered financial advisor currently at NORTH FORTY TWO & CO. located in Lake Oswego, Oregon.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. William has worked at 2 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lawrence Ross's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2011 - Present

NORTH FORTY TWO & CO.

Office #1: 525 3rd Street, Suite 200, Lake Oswego, OR 97034

RIA

CRD#: 148417

Lake Oswego, OR

Past

September 23, 1991 - July 7, 1992

EATON VANCE DISTRIBUTORS, INC.

CRD#: 8039

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH FORTY TWO & CO.

NORTH FORTY TWO & CO. | WILLIAM ROSS AND ASSOCIATES, INC

CRD#: 148417 / SEC#: 801-122226

RIA

Registered Investment Advisory firm - (9/3/2021 Approved)

Oregon

Registered Investment Advisory firm - (11/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/11/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/17/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 6/9/1997

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 9/20/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NORTH FORTY TWO & CO.

NORTH FORTY TWO & CO. | WILLIAM ROSS AND ASSOCIATES, INC

CRD#: 148417 / SEC#: 801-122226

RIA

Registered Investment Advisory firm - (9/3/2021 Approved)

Oregon

Registered Investment Advisory firm - (11/29/2021 Terminated)

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Contact information

Main Address

525 3rd Street Suite 200, Lake Oswego, OR 97034

Mailing Address

Phone number

(503) 417-2970

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTH FORTY TWO & CO FIRM BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	254
AUM (Assets Under Management)	$ 159,674,470

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William L. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lawrence Ross's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH FORTY TWO & CO.

EATON VANCE DISTRIBUTORS, INC.

Primary Firm SEC Registration

NORTH FORTY TWO & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/17/1997

Series 63

Date: 12/11/1991

Series 62

Date: 6/9/1997

Series 6

Date: 9/20/1991

Current Firm

NORTH FORTY TWO & CO.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTH FORTY TWO & CO.

TRUST BUT VERIFY

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