Patrick T. O' Halloran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Thomas O' Halloran, who also goes by Patrick T O'halloran, Patrick Thomas O'halloran, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1991. Patrick had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - December 31, 2022
GROVE POINT ADVISORS, LLC
May 1, 2019 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
December 18, 2009 - December 31, 2022
GROVE POINT INVESTMENTS, LLC
November 21, 2006 - April 30, 2019
ANNEX WEALTH MANAGEMENT, LLC
March 5, 2004 - December 31, 2006
SII INVESTMENTS, INC.
October 9, 2001 - December 11, 2009
SII INVESTMENTS, INC.
May 23, 1994 - October 15, 2001
INTERVEST INTERNATIONAL EQUITIES CORPORATION
March 3, 1992 - May 23, 1994
PROGRAMMED EQUITIES CORPORATION
October 7, 1991 - March 9, 1992
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
