Casey M. Boland

HCM WEALTH ADVISORS

Cincinnati, OH 45247-7833

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CRD#: 2176984

Professional summary

Casey Michael Boland is a registered financial advisor currently at HCM WEALTH ADVISORS located in Cincinnati, Ohio.

Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Casey has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Michael Boland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2014 - Present

HCM WEALTH ADVISORS

Office #1: 6116 Harrison Ave, Cincinnati, OH 45247-7833

RIA

CRD#: 107700

Cincinnati, OH

Past

August 18, 1999 - September 14, 2000

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

March 18, 1998 - December 11, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

September 27, 1996 - June 9, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 18, 1993 - November 7, 1994

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

November 4, 1991 - October 20, 1993

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 18, 1991 - December 20, 1991

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HCM WEALTH ADVISORS

HCM WEALTH | HENGEHOLD CAPITAL MANAGEMENT LLC | HCM WEALTH ADVISORS

CRD#: 107700 / SEC#: 801-37821

RIA

Registered Investment Advisory firm - (11/29/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/11/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1991

General Securities Representative Examination

Current Firm

HCM WEALTH ADVISORS

HCM WEALTH | HENGEHOLD CAPITAL MANAGEMENT LLC | HCM WEALTH ADVISORS

CRD#: 107700 / SEC#: 801-37821

RIA

Registered Investment Advisory firm - (11/29/1990 Approved)

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Contact information

Main Address

6116 Harrison Ave, Cincinnati, OH 45247-7833

Mailing Address

Phone number

(513) 598-5120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 022025 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	2,742
AUM (Assets Under Management)	$ 1,084,067,745

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/29/2025	Cover Page	Report
10/14/2024	Cover Page	Report
09/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Casey M. Boland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Michael Boland's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEYBANC CAPITAL MARKETS INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

UBS FINANCIAL SERVICES INC.

FIDELITY BROKERAGE SERVICES LLC

UBS FINANCIAL SERVICES INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Primary Firm SEC Registration

HCM WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/1996

Series 63

Date: 9/18/1991

Series 7

Date: 9/17/1991

Current Firm

HCM WEALTH ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HCM WEALTH ADVISORS

TRUST BUT VERIFY

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