Donald J. Stack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Jay Stack, who also goes by Donald Stack, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1991. Donald had worked at 14 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2011 - March 20, 2012
GILFORD SECURITIES INCORPORATED
June 25, 2010 - October 24, 2011
ALLSTATE FINANCIAL SERVICES, LLC
January 30, 2009 - April 24, 2009
MSI FINANCIAL SERVICES, INC.
May 29, 2007 - August 15, 2008
CITIGROUP GLOBAL MARKETS INC.
December 15, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
September 18, 2003 - December 4, 2006
NEW ENGLAND SECURITIES
January 30, 2003 - August 18, 2003
MML INVESTORS SERVICES, LLC
June 12, 1998 - May 17, 2001
PNC BROKERAGE CORP
January 1, 1996 - May 11, 1998
FIRST UNION BROKERAGE SERVICES, INC.
June 19, 1995 - January 1, 1996
MARKETING ONE SECURITIES, INC.
June 24, 1993 - July 12, 1995
VERAVEST INVESTMENTS, INC.
March 5, 1993 - June 11, 1993
TOWER INVESTMENT GROUP, INC.
August 28, 1992 - December 5, 1992
FLEET ENTERPRISES, INC.
December 16, 1991 - July 20, 1992
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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