AK
Arthur E. Kramer
CETERA INVESTMENT ADVISERS LLC
ST LOUIS, MO 63130
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CRD#: 2176922
AK
Professional summary
Arthur E Kramer is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Louis, Missouri and CETERA WEALTH SERVICES, LLC located in St Louis, Missouri.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Arthur has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 7465 Hoover Avenue~'NIR'~7465 Hoover Avenue~Saint Louis~MO~63117~Rental Property Owner/Management~Owner/Sole Proprietor~8/15/1991~3hrs~3hrs~Single family rental Secure tenants, prepare lease, collect rents, oversee repairs & maintenance 2) Arthur E. Kramer, CPA, P.C.~'NIR'~8147 Delmar Blvd., Suite # 209~Saint Louis~MO~63130~Tax Preparation/Accounting~Tax Preparation/Accounting~11/29/1984~200hrs~0hrs~Write UP including Trial Balance through preparation of business tax returns. Preparation of individual Federal and various state income tax returns. 3) 741 Partnership~'NIR'~8147 Delmar Blvd., Suite # 209~Saint Louis~MO~63130~Rental Property Owner/Management~Partner/General Partner~11/1/1984~4hrs~0hrs~Manage property including leasing apartments, scheduling repairs, collecting rents & managing the day to day operation of the building (6 family). 4) NANCY E HOLMES TRUST U/A 02/06/04 POSITION: Trustee NATURE: Mutual Funds and individual stock investments for retirement INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/16/2006 ADDRESS: 8147 Delmar, Ste 209, St. Louis MO 63130, United States DESCRIPTION: I am the Financial Advisor for the account.
CRS (Client Relationship Summary) - RIA
Click below to view Arthur E Kramer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8147 Delmar Ste 209, St Louis, MO 63130RIA
CRD#: 105644
ST LOUIS, MO
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8147 Delmar Ste 209, St Louis, MO 63130BD
CRD#: 13572
ST LOUIS, MO
Past
October 6, 1999 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ST. LOUIS, MO
Past
January 7, 1992 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ST LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/18/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/18/2025)
RR
Indiana(9/5/2025)
RR
Kansas(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Missouri(9/5/2025)
IAR
Missouri(9/5/2025)
RR
Nevada(9/18/2025)
RR
New Mexico(9/18/2025)
RR
New York(9/18/2025)
RR
North Carolina(9/18/2025)
RR
Rhode Island(9/18/2025)
RR
Tennessee(9/18/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644St Louis, MO 63130TRUST BUT VERIFY
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