Timothy W. Hoehler
Professional summary
Timothy William Hoehler, who also goes by Timothy William Hoehler, Timothy W Hoehler, is a registered financial professional currently at TRIAD SECURITIES CORP located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 31, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy William Hoehler's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2021 - Present
TRIAD SECURITIES CORP
Office #1: 111 Broadway 11th Floor, New York, NY, 10006May 10, 2019 - August 9, 2021
BOFA SECURITIES, INC.
November 10, 2011 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 28, 2010 - August 9, 2021
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
July 8, 2009 - September 9, 2010
MINT BROKERS
January 6, 2009 - September 9, 2010
BGC FINANCIAL, L.P.
April 10, 2006 - September 9, 2010
CANTOR FITZGERALD & CO.
June 1, 2004 - April 4, 2006
TD WATERHOUSE CAPITAL MARKETS, INC.
November 19, 2001 - May 26, 2004
APEX CLEARING CORPORATION
December 8, 1997 - November 9, 2001
BLUESTONE CAPITAL CORP.
October 6, 1997 - December 10, 1997
MORGAN GRANT CAPITAL CORP.
April 22, 1996 - October 2, 1997
DEUTSCHE IXE, LLC
October 30, 1995 - January 4, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/7/2021)
(9/7/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 5/25/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
TRIAD SECURITIES CORP
CRD#: 11363 / SEC#: , 8-20930
Contact information
FINRA licenses (42 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEVIN M. SCHULTZ 2020 GST EXEMPT TRUST | SHAREHOLDER | |
| ARTICLE 6TH TRUST UW RICHARD SCHULTZ, JUDITH SCHULTZ TTEE | SHAREHOLDER | |
| CYNTHIA HORNIG 2011 GST EXEMPT TRUST U/D 8/10/2011 | SHAREHOLDER | |
| KEVIN SCHULTZ 2011 GST EXEMPT TRUST U/D 8/10/2011 | SHAREHOLDER | |
| FISHER, KENNETH ALAN | CEO | 4631540 |
| GOLDSMITH, LAWRENCE HARRY | DIRECTOR OF OPERATIONS/PRESIDENT | 1386783 |
| HOEHLER, TIMOTHY WILLIAM | CHIEF COMPLIANCE OFFICER | 2176769 |
| HORNIG, CYNTHIA | TRUSTEE-CYNTHIA HORNIG TRUST | 5989716 |
| LINDEN, ARTHUR AARON | SECRETARY/TREASURER | 1230452 |
| ROTHENBERG, SHARI P | FINOP/POO | 6590875 |
| SCHULTZ, JUDITH | TRUSTEE-ARTICLE 6TH TRUST | 6041541 |
| SCHULTZ, KEVIN MATTHEW | TRUSTEE-KEVIN M. SCHULTZ 2020 GST EXEMPT TRUST | 1779792 |
| SCHULTZ, KEVIN MATTHEW | TRUSTEE-KEVIN SCHULTZ TRUST | 1779792 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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