Frank P. Lee

CYPRESS ASSET MANAGEMENT

Houston, TX 77027

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CRD#: 2176742

Professional summary

Frank P. Lee, who also goes by Frank Lee, is a registered financial advisor currently at CYPRESS ASSET MANAGEMENT INC located in Houston, Texas.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Frank has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank P. Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2012 - Present

CYPRESS ASSET MANAGEMENT INC

Office #1: 4550 Post Oak Place Drive Suite 317, Houston, TX 77027

RIA

CRD#: 106593

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CYPRESS ASSET MANAGEMENT INC

CRD#: 106593 / SEC#: 801-51814

RIA

Registered Investment Advisory firm - (4/10/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/1991

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 10/25/1991

Non-Member General Securities Examination

Current Firm

CYPRESS ASSET MANAGEMENT INC

CRD#: 106593 / SEC#: 801-51814

RIA

Registered Investment Advisory firm - (4/10/1996 Approved)

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Contact information

Main Address

4550 Post Oak Place Drive Suite 317, Houston, TX 77027

Mailing Address

Phone number

(713) 512-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CYPRESS ASSET MANAGEMENT - FORM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 413,638,146

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Frank P. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank P. Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

CYPRESS ASSET MANAGEMENT INC

Primary Firm SEC Registration

CYPRESS ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/1991

Series 2

Date: 10/25/1991

Current Firm

CYPRESS ASSET MANAGEMENT INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CYPRESS ASSET MANAGEMENT INC

TRUST BUT VERIFY

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