KT
Kelly L. Tischart
THE HUNTINGTON INVESTMENT COMPANY
Mchenry, IL 60050
Some features on this profile are disabled
CRD#: 2176727
KT
Professional summary
Kelly Lyn Tischart, who also goes by Kelly L. Craig, Kelly Lyn Craig, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Mchenry, Illinois.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Kelly has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelly L. Craig | Kelly Lyn Craig
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 09/14/2013: Hidden Treasures - Business Owner - Not Investment Related - At Reported Business Location(s) - No Time Spent (2) guest speaker church and church conferences title: guest speaker start date:7/26/2017 description: occasional guest speaker at church and church conferences. I was a former pastor of a church that closed. other churches will ask me to be a guess speaker at their church or their church conference. only compensation would be an offering if received. duties: guest speaker at churches. hours per month: 8-10 hours during trading hours : 0 compensation Y HIDDEN TREASURES 2325 LAKE AVE. VILLAGE OF LAKEWOOD IL 60014 POSITION: Beneficial owner w/spouse NATURE: Retail / Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 2325 Lake Ave, Village of Lakewood IL 60014, United States DESCRIPTION: My husband sells collectible merchandise such as baseball cards, coins and memorabilia through an antique mall in Volo Illinois. Occaisionally, he sells an item online through facebook or ebay.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Lyn Tischart's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kelly Lyn Tischart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2017 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Mchenry 5555 W Bull Valley Road, Mchenry, IL 60050RIA
BD
CRD#: 16986
Mchenry, IL
Current
February 1, 2017 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Mchenry 5555 W Bull Valley Road, Mchenry, IL 60050RIA
BD
CRD#: 16986
Mchenry, IL
Past
September 18, 2013 - February 1, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
MCHENRY, IL
Past
September 18, 2013 - February 1, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
MCHENRY, IL
Past
May 13, 2013 - September 18, 2013
FIRSTMERIT ADVISORS, INC.
RIA
CRD#: 125249
NORTH BARRINGTON, IL
Past
May 13, 2013 - September 18, 2013
FIRSTMERIT FINANCIAL SERVICES, INC
BD
CRD#: 149680
NORTH BARRINGTON, IL
Past
May 4, 2012 - April 9, 2013
ASSOCIATED INVESTMENT SERVICES, INC.
RIA
CRD#: 1464
DEKALB, IL
Past
March 21, 2012 - April 9, 2013
ASSOCIATED INVESTMENT SERVICES, INC.
BD
CRD#: 1464
DEKALB, IL
Past
July 5, 2011 - March 2, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
CRYSTAL LAKE, IL
Past
July 5, 2011 - March 2, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
CRYSTAL LAKE, IL
Past
September 12, 2007 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
CRYSTAL LAKE, IL
Past
July 25, 2007 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CRYSTAL LAKE, IL
Past
May 31, 2007 - July 24, 2007
VISION INVESTMENT SERVICES, INC.
BD
CRD#: 46609
CRYSTAL LAKE, IL
Past
November 7, 2006 - May 30, 2007
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
BD
CRD#: 30721
INVERNESS, IL
Past
June 22, 2005 - November 8, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MCHENRY, IL
Past
March 30, 2004 - June 6, 2005
VISION INVESTMENT SERVICES, INC.
BD
CRD#: 46609
ROSEMONT, IL
Past
May 2, 2001 - May 11, 2004
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
July 11, 2000 - May 2, 2001
OLD KENT FINANCIAL ADVISORS
BD
CRD#: 17039
GRAND RAPIDS, MI
Past
February 1, 1999 - July 20, 2000
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
March 1, 1996 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
BD
CRD#: 17516
CHICAGO, IL
Past
April 20, 1992 - March 6, 1996
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
December 5, 1991 - September 25, 1993
INFINET SECURITIES, INC.
BD
CRD#: 25976
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/30/2022)
RR
Colorado(6/10/2019)
RR
Florida(2/2/2017)
RR
Illinois(2/1/2017)
IAR
Illinois(2/1/2017)
RR
Iowa(4/30/2025)
RR
Kentucky(4/11/2024)
RR
Michigan(12/4/2023)
RR
Minnesota(11/24/2021)
RR
Texas(11/21/2023)
IAR
Texas(11/27/2023)
RR
Wisconsin(2/1/2017)
IAR
Wisconsin(2/1/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
