Elizabeth I. Na

EADVISOR LLC

Cincinnati, OH 45242

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CRD#: 2176673

Professional summary

Elizabeth I-li Na, who also goes by Elizabeth I Na, Elizabeth I Li Na, Liz I-li Tso, is a registered financial advisor currently at EADVISOR LLC located in Cincinnati, Ohio.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Elizabeth has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth I Na | Elizabeth I Li Na | Liz I-Li Tso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ELIZABETH I-LI NA IS OWNER OF AND AN ACCOUNTANT WITH NA & ASSOCIATES CPA LLC, AN ACCOUNTING FIRM. MS. NA IS ALSO A LICENSED INSURANCE AGENT. SHE SPENDS APPROXIMATELY 40 HOURS PER WEEK OF HER TIME ON THOSE ACTIVITIES AND CONSIDERS THEM HER PRIMARY BUSINESS FROM TIME TO TIME, SHE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THESE ACTIVITIES. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION OR OTHER COMPENSATION AND INVOLVE A POSSIBLE CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CAN CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. EADVISOR LLC ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT. CLIENTS ARE IN NO WAY REQUIRED TO UTILIZE THE SERVICES OF THE SERVICES OF ANY REPRESENTATIVE OF EADVISOR LLC IN ANY OUTSIDE CAPACITY. ELIZABETH I-LI NA ALSO PRESIDENT OF 442 CHESTNUT FINANCE GROUP, INC. AND PRINCIPAL OF JC FOOD PRODUCTS INC., BUT THESE ARE NOT INVESTMENT-RELATED ACTIVITIES AND MS. NA WILL NOT OFFER CLIENTS ADVICE OR PRODUCTS FROM THESE ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth I-li Na's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2015 - Present

EADVISOR LLC

Office #1: 4555 Lake Forest Drive Suite 650, Cincinnati, OH 45242

RIA

CRD#: 173803

Cincinnati, OH

Past

February 22, 2013 - December 31, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

COLUMBUS, OH

Past

February 22, 2013 - December 31, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

COLUMBUS, OH

Past

July 30, 2010 - December 31, 2012

EQUITY SERVICES, INC.

RIA

CRD#: 265

CINCINNATI, OH

Past

July 30, 2010 - December 31, 2012

EQUITY SERVICES, INC.

CRD#: 265

CINCINNATI, OH

Past

March 28, 2005 - August 12, 2010

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

CINCINNATI, OH

Past

January 4, 2005 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

CINCINNATI, OH

Past

January 3, 2005 - July 9, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CINCINNATI, OH

Past

May 25, 2001 - December 31, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CINCINNATI, OH

Past

May 7, 2001 - December 31, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

September 27, 1999 - May 7, 2001

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

February 11, 1998 - October 27, 1999

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

November 21, 1991 - December 8, 1997

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/4/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/4/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/20/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EADVISOR LLC

EADVISOR LLC | NA, ELIZABETH

CRD#: 173803 / SEC#:

Ohio

Registered Investment Advisory firm - (1/5/2015 Approved)

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Contact information

Main Address

4555 Lake Forest Drive Suite 650, Cincinnati, OH 45242

Mailing Address

Phone number

(513) 515-9110

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Elizabeth I. Na

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth I-li Na's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/4/2004

SIE

Date: 12/31/2014

Series 6

Date: 11/20/1991

Current Firm

EADVISOR LLC

Contact information

Documents

Red Flags

Company Information

EADVISOR LLC

TRUST BUT VERIFY

Contact information

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