TM
Teresa M. Mcclendon-thomas
PNC CAPITAL MARKETS LLC
Houston, TX 77002
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CRD#: 2176542
TM
Professional summary
Teresa Maria Mcclendon-thomas, who also goes by Teresa Maria Mcclendon, Teresa Mcclendon Yancey, is a registered financial professional currently at PNC CAPITAL MARKETS LLC located in Houston, Texas.
Teresa is registered as a RR (Registered Representative) and started their career in finance in 1991. Teresa has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Teresa Maria Mcclendon | Teresa Mcclendon Yancey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. American Leadership Forum Houston/Gulf Coast, Trustee; 2. Board of Director and Fundraising Board Member for the American Cancer Society Greater Houston Area, a non-profit organization. The fundraising Board advancing the mission of the organization and makes operational decisions on market and funding priorities. 3. Texas Wall Street Women, Houston Programming Committee Member, providing professional development, networking, and philanthropy opportunities for professional women, Houston, Texas.
CRS (Client Relationship Summary) - BD
Click below to view Teresa Maria Mcclendon-thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2021 - Present
PNC CAPITAL MARKETS LLC
Office #1: 609 Main Street Suite 2700, Houston, TX 77002BD
CRD#: 15647
Houston, TX
Past
May 31, 2022 - July 16, 2025
PNC CAPITAL ADVISORS LLC
RIA
CRD#: 151829
Houston, TX
Past
February 13, 2018 - September 23, 2021
ZIONS DIRECT, INC.
BD
CRD#: 17776
Houston, TX
Past
March 31, 2016 - January 9, 2018
ASSETPOINT FINANCIAL, LLC
BD
CRD#: 168796
ARLINGTON, VA
Past
November 6, 2009 - June 17, 2014
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
DALLAS, TX
Past
November 1, 2004 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
HOUSTON, TX
Past
March 15, 2004 - October 8, 2004
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Past
January 12, 1993 - December 9, 2002
HUNTINGTON CAPITAL CORP.
BD
CRD#: 31021
COLUMBUS, OH
Past
December 3, 1991 - January 14, 1993
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
COLUMBUS, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/18/2025)
RR
Alaska(8/18/2025)
RR
Arizona(8/18/2025)
RR
Arkansas(8/18/2025)
RR
California(8/18/2025)
RR
Colorado(8/18/2025)
RR
Connecticut(8/18/2025)
RR
Delaware(8/18/2025)
RR
District of Columbia(8/18/2025)
RR
Florida(8/18/2025)
RR
Georgia(8/18/2025)
RR
Hawaii(8/18/2025)
RR
Idaho(8/18/2025)
RR
Illinois(8/18/2025)
RR
Indiana(8/18/2025)
RR
Iowa(8/18/2025)
RR
Kansas(8/18/2025)
RR
Kentucky(8/18/2025)
RR
Louisiana(8/18/2025)
RR
Maine(8/18/2025)
RR
Maryland(8/18/2025)
RR
Massachusetts(8/18/2025)
RR
Michigan(8/18/2025)
RR
Minnesota(8/18/2025)
RR
Mississippi(8/18/2025)
RR
Missouri(8/18/2025)
RR
Montana(8/18/2025)
RR
Nebraska(8/18/2025)
RR
Nevada(8/18/2025)
RR
New Hampshire(8/18/2025)
RR
New Jersey(8/18/2025)
RR
New Mexico(8/18/2025)
RR
New York(8/18/2025)
RR
North Carolina(8/18/2025)
RR
North Dakota(8/18/2025)
RR
Ohio(8/20/2025)
RR
Oklahoma(8/18/2025)
RR
Oregon(8/18/2025)
RR
Pennsylvania(8/18/2025)
RR
Puerto Rico(8/18/2025)
RR
Rhode Island(8/18/2025)
RR
South Carolina(8/18/2025)
RR
South Dakota(8/18/2025)
RR
Texas(11/9/2021)
RR
Utah(8/18/2025)
RR
Vermont(8/18/2025)
RR
Virginia(8/18/2025)
RR
Washington(8/18/2025)
RR
West Virginia(8/18/2025)
RR
Wisconsin(8/18/2025)
RR
Wyoming(8/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PNC CAPITAL MARKETS LLC
PNB BROKERAGE SERVICES, INC. | PNC SECURITIES CORP | PNC CAPITAL MARKETS, INC. | PNC CAPITAL MARKETS LLC
CRD#: 15647 / SEC#: , 8-32493
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
300 Fifth Avenue 5th Floor, Pittsburgh, PA 15222
Mailing Address
1600 Market Street F2-f070-21-4, Philadelphia, PA 19103
Phone number
(215) 585-1079
Established
Pennsylvania since 12/01/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC HOLDING, LLC. | PARENT | |
| BEGLEY, TERENCE PATRICK | BOARD MEMBER | 4718949 |
| BERNIER, JAMES STEVENS | CHIEF EXECUTIVE OFFICER | 2849222 |
| CESARIO, CONNIE KOZLOFF | BOARD MEMBER | 4251140 |
| DERESPIRIS, BRIAN G | PRESIDENT, COO | 5399266 |
| MCNELIS, BRIAN PATRICK | BOARD MEMBER | 4886370 |
| MILLER, JOHN R | TREASURER AND FINOP | 6933635 |
| MILLER, JOHN R | PRINCIPAL FINANCIAL OFFICER | 6933635 |
| PULLINS, MATTHEW MICHAEL | CHIEF FINANCIAL OFFICER | 4366952 |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
| PUMPHREY, MARY PATRICIA | CHIEF RISK OFFICER | 2513345 |
| THOMAS, MICHAEL | CHAIRMAN | 2992653 |
| TOBUN, ABI | BOARD MEMBER | 4878954 |
| WILLIAMS, TROY MATTHEW | PRINCIPAL OPERATIONS OFFICER | 7763919 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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Company Information
PNC CAPITAL MARKETS LLC
CRD#: 15647Houston, TX 77002TRUST BUT VERIFY
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