David Kotowski
Professional Summary
David Kotowski, who also goes by Dave Kotowski, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1991 - 2004. David had worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dave Kotowski
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
Contact Information
Established
New York since 10/19/1994Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZIGOURAS, ANDREAS | COO | 1248597 |
| CHRIS CHRISTIAN | OWNER | — |
| DR. JAN ARNETT | OWNER | — |
| BOXER, ALLEN | SHAREHOLDER | 27567 |
| GORGIA, ROBERT JAMES | FINOP-CFO | 1577851 |
| GORGIA, ROBERT JAMES | CHIEF COMPLIANCE OFFICER | 1577851 |
| GRIFFO, WILLIAM | PRESIDENT | 1507328 |
| HOOD, JOHN W. JR. | SHAREHOLDER | — |
| MICHAEL PARLAMIS | OWNER | — |
| MOLINARI, VINCENT ROBERT | MANAGING DIRECTOR | 1877970 |
| OREILLY, JAMES FRANCIS | CEO | 2209758 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1991About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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