Peter D. Candler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Donovan Candler was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1992. Peter had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2018 - December 3, 2025
VIRTU AMERICAS LLC
December 22, 2015 - April 4, 2018
EVERCORE GROUP L.L.C.
March 5, 2012 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
August 10, 2005 - January 30, 2012
DEUTSCHE BANK SECURITIES INC.
September 5, 2000 - August 8, 2005
CREDIT SUISSE SECURITIES (USA) LLC
May 23, 2000 - August 11, 2000
MINT BROKERS
May 22, 2000 - August 10, 2000
CANTOR FITZGERALD & CO.
September 17, 1992 - August 10, 2000
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/12/2000
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 74 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
