RV
Ronald F. Vanhorn
PRIVATE CLIENT SERVICES
SOMERVILLE, NJ 08876
Some features on this profile are disabled
CRD#: 2176273
RV
Professional summary
Ronald Frank Vanhorn, ChFC®, CLU® is a registered financial advisor currently at PRIVATE CLIENT SERVICES, LLC located in Somerville, New Jersey.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Ronald has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CERTIFIED RACQUETTE PRO-INSTRUCTION 1978 24/MO NONE DURING SEC TRADING HOURS. TEACH RACQUETBALL.
HOSPITALITY CONSULTANT (MYSTERY SHOPPER) 1991 6 HRS/MO NONE DURING SEC TRADING HRS. ASSESS FOOD AND BEVERAGE QUALITY STANDARDS.
BOTH 103 FRANKLIN CT FLEMINGTON NJ 08822
CONCORD RIDGE HOMEOWNERS ASSOC, 1 CLUBHOUSE RD, FLEMINGTON, NJ 08822. NON SECURITIES RELATED. BOARD MEMBER: REVIEW OPERATING POLICIES OF COMMUNITY TO PROTECT AND ENHANCE THE VALUE. MEET WITH BOARD ONCE PER MONTH AT NIGHT TO GO OVER OPERATING POLICIES, COMPLIANCE AND FINANCIAL CONDITION OF COMMUNITY. START DATE: 4/1/2011. 8-10 HOURS PER MONTH; NONE DURING TRADING HOURS. NO ANNUAL EARNINGS.
FLEMINGTON BUSINESS IMPROVEMENT DISTRICT, 123 MAIN ST, FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. CAR SHOW VOLUNTEER FOR NON-PROFIT REVITALIZATION ORGANIZATION. START DATE: 5/1/13. 8 HOURS PER MONTH, NONE DURING TRADING HOURS, NO ANNUAL EARNINGS.
FLEMINGTON LIONS CLUB, FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. NON-PROFIT ORGANIZATION, FUND-RAISING, CHOOSE SCHOLOARSHIP WINNERS. START DATE: 10/19/98. 2 HOURS PER MONTH, 1-2 DURING TRADING HOURS, NO ANNUAL EARNINGS.
CRUMP INSURANCE SVCS, GENERAL AGENT - FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. PROCESS LIFE INSURANCE SALES. START DATE: 11/16/2005. 8 HOURS PER MONTH, 8 DURING TRADING HOURS, $10,000 ANNUAL EARNINGS.
BENEFIT MALL, AGENT - FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. PROCESS GROUP HEALTH INSURANCE. START DATE: 11/18/1999. 8 HOURS PER MONTH, 8 DURING TRADING HOURS, $20,000 ANNUAL EARNINGS.
MARTIN FINANCIAL GROUP, AGENT - FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. PROCESS GROUP HEALTH INSURANCE. START DATE: 8/17/2012. 8 HOURS PER MONTH, 8 DURING TRADING HOURS, $10,000 ANNUAL EARNINGS.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Frank Vanhorn's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Frank Vanhorn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 12, 2010 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 30a Maple Street, Somerville, NJ 08876RIA
BD
CRD#: 120222
SOMERVILLE, NJ
Current
May 12, 2010 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 30a Maple Street, Somerville, NJ 08876RIA
BD
CRD#: 120222
SOMERVILLE, NJ
Past
February 1, 2008 - May 13, 2010
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
FLEMINGTON, NJ
Past
February 1, 2008 - May 13, 2010
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
FLEMINGTON, NJ
Past
June 5, 2002 - February 6, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
FLEMINGTON, NJ
Past
October 16, 1991 - February 6, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
FLEMINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRIVATE CLIENT SERVICES, LLC
AFFIANCE FINANCIAL | WEALTHHYVE ADVISORS | US PLANNING GROUP | SILVERLEAF WEALTH ADVISORY | PRIVATE CLIENT SERVICES, LLC | PCS ADVISORS | MCGILL FINANCIAL ENSEMBLE | MARION INVESTMENT ADVISORS | LINDLE HENNESSEY GROUP | KFG PRIVATE CLIENT SERVICES, LLC | KENTUCKY FINANCIAL GROUP | J&G FINANCIAL | IMPACT WEALTH GROUP | IARANN WEALTH | HERITAGE WEALTH GROUP | HAFELE INVESTMENTS | FIORI FINANCIAL | FINANCIAL CONSULTANTS GROUP | EVERGREEN STRATEGIC WEALTH | ENTHEOS FINANCIAL | DUNCAN AND HARDIN FINANCIAL | DUGAN FINANCIAL SERVICES | BURKE FINANCIAL SERVICES | BRIGHTLINE FINANCIAL | BLUE OCEAN GLOBAL WEALTH
CRD#: 120222 / SEC#: 801-71475, 8-68183
RIA
Registered Investment Advisory firm - SEC (5/25/2010 Approved)Delaware
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Florida
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/4/2010 Terminated)Mississippi
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)New York
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Dakota
Registered Investment Advisory firm - SEC (7/5/2018 Approved)Ohio
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Tennessee
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (12/9/2011 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/19/2024)
RR
California(5/12/2010)
RR
Delaware(6/12/2025)
RR
Florida(5/12/2010)
RR
Maryland(1/26/2022)
RR
Michigan(5/12/2010)
RR
Nevada(10/6/2022)
RR
New Jersey(5/12/2010)
IAR
New Jersey(5/12/2010)
RR
New York(5/12/2010)
RR
North Carolina(3/11/2014)
RR
Oregon(10/19/2021)
RR
Pennsylvania(5/12/2010)
RR
South Carolina(8/13/2014)
RR
Texas(9/15/2022)
RR
Virginia(5/12/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PRIVATE CLIENT SERVICES, LLC
AFFIANCE FINANCIAL | WEALTHHYVE ADVISORS | US PLANNING GROUP | SILVERLEAF WEALTH ADVISORY | PRIVATE CLIENT SERVICES, LLC | PCS ADVISORS | MCGILL FINANCIAL ENSEMBLE | MARION INVESTMENT ADVISORS | LINDLE HENNESSEY GROUP | KFG PRIVATE CLIENT SERVICES, LLC | KENTUCKY FINANCIAL GROUP | J&G FINANCIAL | IMPACT WEALTH GROUP | IARANN WEALTH | HERITAGE WEALTH GROUP | HAFELE INVESTMENTS | FIORI FINANCIAL | FINANCIAL CONSULTANTS GROUP | EVERGREEN STRATEGIC WEALTH | ENTHEOS FINANCIAL | DUNCAN AND HARDIN FINANCIAL | DUGAN FINANCIAL SERVICES | BURKE FINANCIAL SERVICES | BRIGHTLINE FINANCIAL | BLUE OCEAN GLOBAL WEALTH
CRD#: 120222 / SEC#: 801-71475, 8-68183
RIA
Registered Investment Advisory firm - SEC (5/25/2010 Approved)Delaware
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Florida
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/4/2010 Terminated)Mississippi
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)New York
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Dakota
Registered Investment Advisory firm - SEC (7/5/2018 Approved)Ohio
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Tennessee
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (12/9/2011 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
2225 Lexington Rd., Louisville, KY 40206
Mailing Address
2225 Lexington Rd., Louisville, KY 40206
Phone number
(502) 451-0600
Established
Kentucky since 02/05/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
60
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KFG ENTERPRISES, INC. | SHAREHOLDER | |
| PRIVATE CLIENT SERVICES EMP STOCK OWNERSHIP PLAN & TRUST | ESOP TRUST | |
| GRAHAM, TIMOTHY DALEY | PRESIDENT | 4461811 |
| IRONSIDE, JULIA MEYER | FINOP | 2441578 |
| MILLS, STEVEN RICHARD | CHIEF OPERATIONS OFFICER | 3133520 |
| SAMPSON, ERNEST AUBREY | MANAGING MEMBER, ESOP TRUSTEE | 2001651 |
| TAYLOR-JONES, JOHN PHILIP | CHIEF COMPLIANCE OFFICER | 2171620 |
| WESCOTT, MARY ELIZABETH | CHIEF ADMINISTRATION OFFICER | 4404797 |
Regulatory assets under management
| Total Number of Accounts | 3,271 |
| AUM (Assets Under Management) | $ 1,051,273,980 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
