Michael S. Liss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Seth Liss was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2013 - March 18, 2016
BURNHAM HILL PARTNERS LLC
November 18, 2008 - May 31, 2011
BURNHAM HILL PARTNERS LLC
February 22, 2006 - December 19, 2008
PALI CAPITAL, INC.
October 5, 1994 - May 26, 1999
LAZARD FRERES & CO. LLC
August 30, 1991 - October 10, 1994
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
BURNHAM HILL PARTNERS LLC
CRD#: 148000 / SEC#: , 8-67950
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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