Raymond S. Gettins

UNITED ADVISOR GROUP

CINCINNATI, OH 45242

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CRD#: 2176190

Professional summary

Raymond Steven Gettins, who also goes by Raymond S Gettins, Raymond Vankoughnet, is a registered financial advisor currently at UNITED ADVISOR GROUP located in Cincinnati, Ohio.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Raymond has worked at 18 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raymond S Gettins | Raymond Vankoughnet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

United Advisor Group,Investment Related,,Branch office location, Registered Investment Advisor,Director,2023-01-09,50 hours per month,40 hours per month during trading hours,Salary Compensation,Responsible for day to day operations and decision of the RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Steven Gettins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2023 - Present

UNITED ADVISOR GROUP

Office #1: 8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242

RIA

CRD#: 324205

CINCINNATI, OH

Past

October 12, 2022 - June 16, 2023

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

Wyoming, OH

Past

October 17, 2017 - September 21, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Cincinnati, OH

Past

October 16, 2017 - September 21, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Cincinnati, OH

Past

February 13, 2017 - October 17, 2017

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

CINCINNATI, OH

Past

February 13, 2017 - October 17, 2017

INVEST FINANCIAL CORPORATION

CRD#: 12984

CINCINNATI, OH

Past

September 23, 2015 - February 21, 2017

ABSOLUTE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 121484

WYOMING, OH

Past

October 30, 2012 - September 15, 2015

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

October 30, 2012 - September 15, 2015

CURIAN CLEARING, LLC

CRD#: 132938

DENVER, CO

Past

September 26, 2011 - November 1, 2012

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

CINCINNATI, OH

Past

September 26, 2011 - November 1, 2012

ONEAMERICA SECURITIES, INC.

CRD#: 4173

CINCINNATI, OH

Past

May 14, 2010 - September 9, 2011

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

CINCINNATI, OH

Past

May 14, 2010 - September 9, 2011

WRP INVESTMENTS, INC.

CRD#: 7365

CINCINNATI, OH

Past

March 8, 2010 - July 15, 2010

MAIN STREET FAMILY ADVISORS, INC.

RIA

CRD#: 139121

SHARONVILLE, OH

Past

November 24, 2009 - May 14, 2010

TRIAD ADVISORS LLC

CRD#: 25803

CINCINNATI, OH

Past

June 7, 2001 - November 4, 2009

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

May 13, 1999 - May 16, 2001

CONSECO EQUITY SALES, INC.

CRD#: 4125

CARMEL, IN

Past

March 15, 1996 - April 19, 1999

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

February 14, 1995 - February 23, 1996

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

November 25, 1991 - April 23, 1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

November 25, 1991 - April 23, 1993

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED ADVISOR GROUP

CRD#: 324205 / SEC#: 801-127090

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/22/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

UNITED ADVISOR GROUP

CRD#: 324205 / SEC#: 801-127090

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

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Contact information

Main Address

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242

Mailing Address

Phone number

(888) 242-4912

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - UNITED ADVISOR GROUP (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,875
AUM (Assets Under Management)	$ 1,091,628,945

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Raymond S. Gettins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Steven Gettins's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

ABSOLUTE CAPITAL MANAGEMENT, LLC

CURIAN CAPITAL, LLC

CURIAN CLEARING, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

MAIN STREET FAMILY ADVISORS, INC.

TRIAD ADVISORS LLC

PACIFIC SELECT DISTRIBUTORS, LLC

CONSECO EQUITY SALES, INC.

TOUCHSTONE SECURITIES, INC.

ESSEX NATIONAL SECURITIES, LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

UNITED ADVISOR GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/2009

Series 63

Date: 4/2/1998

SIE

Date: 10/1/2018

Series 6

Date: 11/22/1991

Current Firm

UNITED ADVISOR GROUP

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNITED ADVISOR GROUP

TRUST BUT VERIFY

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