Magdalena Eberhardt

PUBLIC SAFETY FINANCIAL/GALLOWAY

Mesa, AZ 85201

Some features on this profile are disabled

CRD#: 2176162

Professional summary

Magdalena Eberhardt, who also goes by Nanette Eberhardt, Magdalena Noriega, Nanette Noriega, is a registered financial advisor currently at PUBLIC SAFETY FINANCIAL/GALLOWAY located in Mesa, Arizona and MODERN WEALTH MANAGEMENT, LLC located in Mesa, Arizona.

Magdalena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Magdalena has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nanette Eberhardt | Magdalena Noriega | Nanette Noriega

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OWNERSHIP OF BUSINESS ENTITY, PUBLIC SAFETY FINANCIAL, 1138 N. ALMA SCHOOL ROAD, STE. 201 MESA, AZ 85201, OPERATIONS MANAGER SINCE 4/1/10, 0 HOURS PER WEEK, NONE DURING TRADING, PUBLIC SAFETY FINANCIAL, LLC OWNS GALLOWAY ASSET MANAGEMENT, IN WHICH REGISTERED ADVISOR BUSINESS IS CONDUCTED. 2. Name of the other business: Phoenix Fire Trust Fund Board; whether the business is investment-related: NO; address of the other business: 61 E Columbus Ave., Phoenix, AZ 85012; the nature of the other business: Phoenix Firefighters employee benefit trust fund is a fund to provide continued healthcare benefit to Phoenix Firefighters after they have retired.; your position, title, or relationship with the other business: Board Member; start date of your relationship: November 29, 2022; the approximate number of hours/month you devote to the other business: 2 hours; the number of hours you devote to the other business during securities trading hours: 2 hours 3-4 times a year; and briefly describe your duties relating to the other business: The board members monitor the compliance of the investment program, oversee that the investment manager fulfills its responsibilities and approves the terms upon which the investment manager invests trust assets.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Magdalena Eberhardt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2008 - Present

PUBLIC SAFETY FINANCIAL/GALLOWAY

Office #1: 1138 N Alma School Rd Suite 201, Mesa, AZ 85201

RIA

CRD#: 141091

Mesa, AZ

Current

August 29, 2025 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 1138 N Alma School Rd, Mesa, AZ 85201

RIA

CRD#: 324624

MESA, AZ

Past

September 2, 2014 - September 2, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Mesa, AZ

Past

June 30, 2008 - December 23, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

MESA, AZ

Past

September 12, 2006 - June 27, 2008

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREENWOOD VILLAGE, IL

Past

August 25, 2006 - June 27, 2008

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

July 15, 2005 - May 24, 2006

THE PLANNING GROUP

RIA

CRD#: 113887

SCOTTSDALE, AZ

Past

July 15, 2005 - May 24, 2006

STRATEGIC INVESTMENT ADVISORS

RIA

CRD#: 121768

SCOTTSDALE, AZ

Past

June 2, 2005 - February 17, 2006

MERIDIAN UNITED CAPITAL, LLC

CRD#: 122924

SCOTTSDALE, AZ

Past

July 1, 2003 - February 16, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 29, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/15/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/1999

General Securities Representative Examination

Current Firm

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13550 W 95th St., Lenexa, KS 66227

Mailing Address

Phone number

(913) 393-1000

Established

Firm type

Fiscal year end

# of Employees

150

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	18,823
AUM (Assets Under Management)	$ 6,148,915,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Magdalena Eberhardt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Magdalena Eberhardt's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

THE PLANNING GROUP

STRATEGIC INVESTMENT ADVISORS

MERIDIAN UNITED CAPITAL, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

MODERN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2005

Series 63

Date: 2/25/1999

SIE

Date: 10/1/2018

Series 7

Date: 1/27/1999

Current Firm

MODERN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors