RC
Ronald J. Carazo
SPIRE WEALTH MANAGEMENT
Metairie, LA 70005
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CRD#: 2176088
RC
Ronald Joseph CarazoSPIRE WEALTH MANAGEMENT
Professional summary
Ronald Joseph Carazo is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Metairie, Louisiana and SPIRE SECURITIES, LLC located in Metairie, Louisiana.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Ronald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 62, Series 6 and Series 26 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VACATION HOME RENTALS; SANTA ROSA BEACH, FL; BEGINNING FEBRUARY 2006. 1% TIME SPENT INSURANCE SALES- AGENT- INVESTMENT RELATED- START DATE: 1/ 1990 LOCATED AT 111 VETERANS MEMORIAL BLVD SUITE #1500; METAIRIE, LA 70005 Affiliate: Spire Wealth Management - INVESTMENT ADVISOR REPRESENTATIVE- INVESTMENT ADVISORY- INVESTMENT RELATED- START DATE: 11/2017 LOCATED AT 111 VETERANS MEMORIAL BLVD SUITE #1500; METAIRIE, LA 70005 Carazo Wealth Management, LLC, LLC PASS THROUGH CORP ENTITY, GEN MEMBER, TIME SPENT 100% All Spire business run through as Ron Carazo and Assoc. 5216 Vets Blvd: 2019 Purchase of commercial property with existing restaurant and bar. General Manager of building. 1 Hour/month. Compensation = rental income. 5216 Vets Blvd Operations: Will oversee operations of the restaurant bar as Owner. 10 hours/month. Compensation = profits from the operation. Effective 6/2019 Add:5216 VETS BLVD, TIME SPENT, LESS THAN 1% R&S Florida Investments, LLC: Nature of role, Review plans to complete homes: Title, Member/Manager: Time During Trading, 1 hour/month: Compensation, sale of home: Effective Date 2/17/2026:
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Joseph Carazo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2017 - Present
SPIRE WEALTH MANAGEMENT, LLC
Office #1: 100 Veterans Memorial Blvd, Metairie, LA 70005RIA
CRD#: 113908
Metairie, LA
Current
November 27, 2017 - Present
SPIRE SECURITIES, LLC
Office #1: 111 Veterans Blvd Suite 1500, Metairie, LA 70005BD
CRD#: 144131
Metairie, LA
Past
April 9, 2002 - November 3, 2017
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
METAIRIE, LA
Past
August 6, 1992 - November 3, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
METAIRIE, LA
Past
October 7, 1991 - August 5, 1992
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
RIA
Registered Investment Advisory firm - (8/17/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/15/2022)
RR
Florida(4/5/2018)
RR
Louisiana(11/27/2017)
IAR
Louisiana(11/27/2017)
RR
Mississippi(2/21/2018)
RR
Texas(12/19/2017)
IAR
Texas(4/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 12/28/1993
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
RIA
Registered Investment Advisory firm - (8/17/2001 Approved)Loading...
Contact information
Main Address
7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
Mailing Address
7901 Jones Branch Drive Suite 800, Mclean, VA 22102
Phone number
(703) 657-6060
Established
Firm type
Fiscal year end
# of Employees
165
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908Metairie, LA 70005TRUST BUT VERIFY
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