Russell B. Hawkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Brian Hawkins was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 2001. Russell had worked at 2 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2012 - February 22, 2018
HAWKINS CAPITAL L.P.
May 11, 2001 - February 9, 2012
AVALON INVESTMENT & ADVISORY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/13/1991
Non-Member General Securities ExaminationCurrent Firm
HAWKINS CAPITAL L.P.
CRD#: 129852 / SEC#: 801-62642
Contact information
Red Flags
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