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Destry Gene Witt

CRD# 2176013·Registered 1992 - 2015
Previously Registered: Being a previously registered professional could mean that Destry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Destry Gene Witt was a registered financial advisor. Destry was a previously registered financial professional and started their career in finance 1992 - 2015. Destry had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

SANDLAPPER SECURITIES, LLC·CRD# 137906
BD
Vancouver, WA
January 29, 2014 - February 6, 2015
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Vancouver, WA
December 5, 2011 - October 9, 2013
SIGNATOR FINANCIAL SERVICES, INC.·CRD# 19061
BD
Vancouver, WA
August 14, 2009 - September 30, 2011
SIGNATOR FINANCIAL SERVICES, INC.·CRD# 19061
RIA
Vancouver, WA
August 13, 2009 - September 30, 2011
RELIANCE INVESTING, INC.·CRD# 148481
RIA
Sacramento, CA
March 24, 2009 - July 29, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Saint Petersburg, FL
January 2, 2009 - August 18, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Vancouver, WA
May 14, 1999 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Vancouver, WA
January 4, 1999 - August 18, 2009
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
April 28, 1992 - January 4, 1999
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
March 19, 1992 - April 28, 1992

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Current Firm

SS
SANDLAPPER SECURITIES, LLC

SANDLAPPER SECURITIES, LLC

CRD#: 137906 / SEC#: 8-67128
BD
Terminated by SEC on 07/21/2020

Contact Information

Established

South Carolina since 06/30/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GORDON, TREVOR LEECEO, CCO AND MANAGING MEMBER2195122
BIXLER, JACK CHARLESPRESIDENT-CAPITAL MARKETS DIVISION22331

Disclosures

Regulatory Event

5

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member REIT Liquidating, LLC. 1220 Main Street, 4th Floor. Vancouver, WA. 98660 INVESTMENT RELATED. WORKING 20 HOURS A WEEK AFTER THE MARKET CLOSES TO PROVIDE LIQUIDITY TO INVESTORS OF HIGHLANDS REIT ONLY. NON-OPERATING.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1992About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Dec 1999About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Aug 1999About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Jan 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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