Nickolas L. Pirraglia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nickolas Louis Pirraglia, who also goes by Nicholas Louis Pirraglia, Nick Louis Pirraglia, was a registered financial professional .
Nickolas is a previously registered financial professional and started their career in finance in 1992. Nickolas had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2011 - March 25, 2013
COASTAL TRADE SECURITIES, LLC
March 18, 2003 - November 1, 2006
VANTAGE CAPITAL MANAGEMENT, LLC
April 11, 2002 - December 19, 2002
VANTAGE CAPITAL MANAGEMENT, LLC
November 9, 2001 - January 3, 2002
RUMSON CAPITAL, LLC
July 30, 1998 - November 9, 1999
INTERNATIONAL EXCHANGE BROKERS, LLC.
July 25, 1996 - January 28, 1998
UBS CAPITAL MARKETS L.P.
September 7, 1995 - July 3, 1996
SUPPES SECURITIES, INC.
February 16, 1995 - June 1, 1995
ELECTRONIC TRADING GROUP, LLC
February 5, 1992 - September 23, 1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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