Stephen Robert Mickelson
Professional Summary
Stephen Robert Mickelson, who also goes by Steve Mickelson, is a registered financial advisor currently at RED CEDAR located in Cedar Rapids, Iowa. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Mickelson
Similar Advisors
WEALTH ADVISORS GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WEALTH ADVISORS GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WEALTH ADVISORS GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WEALTH ADVISORS GROUP, LLC
Years of Experience
35 years in the financial services industry
Current & Past Employments
Similar Advisors
WEALTH ADVISORS GROUP, LLC
Current Firm
RED CEDAR | RED CEDAR ADVISORY, INC.
Contact Information
Main Address
129 16th Avenue Sw, Cedar Rapids, IA 52404Phone Number
(319) 200-6600# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
305AUM (Assets Under Management)
$40,678,917Similar Advisors
WEALTH ADVISORS GROUP, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
WEALTH ADVISORS GROUP, LLC
State Registrations and Notice Filings
(12/7/2018)
(2/1/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1991About the Series 6 examSimilar Advisors
WEALTH ADVISORS GROUP, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Robert Mickelson's CRS (Customer Relationship Summary).
Similar Advisors
WEALTH ADVISORS GROUP, LLC
