Stephen R. Mickelson

RED CEDAR

Cedar Rapids, IA 52404

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CRD#: 2175835

Professional summary

Stephen Robert Mickelson, who also goes by Steve Mickelson, is a registered financial advisor currently at RED CEDAR located in Cedar Rapids, Iowa.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Mickelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: Steve Mickelson INVESTMENT RELATED: NO ADDRESS: Cedar Rapids, IA NATURE OF BUSINESS: Soccer Referee START DATE: 05/2022 POSITION/TITLE/RELATIONSHIP: Referee APPROXIMATE NUMBER OF HOURS PER WEEK: 3 HOURS APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: Referee Soccer Games

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Mickelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2018 - Present

RED CEDAR

Office #1: 129 16th Avenue Sw, Cedar Rapids, IA 52404

RIA

CRD#: 298677

Cedar Rapids, IA

Past

February 28, 2012 - October 26, 2018

CETERA ADVISORS LLC

CRD#: 10299

CEDAR RAPIDS, IA

Past

October 28, 2010 - February 28, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

CEDAR RAPIDS, IA

Past

December 8, 2005 - May 6, 2021

STONEFIELD INVESTMENT ADVISORY, INC.

RIA

CRD#: 113802

CEDAR RAPIDS, IA

Past

March 28, 2005 - December 31, 2005

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

FAIRFIELD, IA

Past

September 2, 2003 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

CEDAR RAPIDS, IA

Past

September 2, 2003 - November 16, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CEDAR RAPIDS, IA

Past

July 1, 2002 - September 4, 2003

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

November 7, 1991 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(12/7/2018)

IAR

Texas
(2/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/20/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/5/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RED CEDAR

RED CEDAR | RED CEDAR ADVISORY, INC.

CRD#: 298677 / SEC#:

Iowa

Registered Investment Advisory firm - (12/7/2018 Approved)

Texas

Registered Investment Advisory firm - (2/1/2021 Conditional Restricted)

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Contact information

Main Address

129 16th Avenue Sw, Cedar Rapids, IA 52404

Mailing Address

Phone number

(319) 200-6600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	320
AUM (Assets Under Management)	$ 30,209,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen R. Mickelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Mickelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

PACIFIC WEST SECURITIES, INC.

STONEFIELD INVESTMENT ADVISORY, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2003

Series 63

Date: 11/20/1991

SIE

Date: 10/1/2018

Series 7

Date: 7/22/2003

Series 6

Date: 11/5/1991

Current Firm

RED CEDAR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RED CEDAR

TRUST BUT VERIFY

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