Jeffrey L. Stouffer

MERCANTILE ADVISORS

Alexandria, VA

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CRD#: 2175700

Professional summary

Jeffrey Lee Stouffer, CFP®, who also goes by Jeff Stouffer, Jeffrey L Stouffer, Jeffrey Stouffer, is a registered financial advisor currently at MERCANTILE ADVISORS, LLC located in Alexandria, Virginia.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jeffrey has worked at 13 firms and has passed the Series 65, Series 63, Series 34, Series 3, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Stouffer | Jeffrey L Stouffer | Jeffrey Stouffer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lee Stouffer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 25, 2018 - Present

MERCANTILE ADVISORS, LLC

RIA

CRD#: 289040

Alexandria, VA

Past

October 28, 2010 - June 10, 2016

KINGSVIEW WEALTH MANAGEMENT, LLC

RIA

CRD#: 148107

Alexandria, VA

Past

March 15, 2010 - August 26, 2010

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

CHARLOTTE, NC

Past

March 15, 2010 - August 26, 2010

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Past

October 19, 2009 - March 29, 2010

RIDGEWAY CONGER ADVISORY SERVICES

RIA

CRD#: 139372

HERNDON, VA

Past

October 19, 2009 - March 29, 2010

RIDGEWAY & CONGER, INC.

CRD#: 113055

NEW WOODSTOCK, NY

Past

December 9, 2008 - July 22, 2009

U.S. FINANCIAL INVESTMENTS, INC.

CRD#: 120804

NEW YORK, NY

Past

June 10, 2008 - October 22, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

FALLS CHURCH, VA

Past

June 10, 2008 - October 22, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

FALLS CHURCH, VA

Past

May 8, 2007 - February 26, 2008

CAPITAL ADVISORS

RIA

CRD#: 143690

MIDDLEBURG, VA

Past

April 18, 2006 - December 31, 2006

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

MECHANICSBURG, PA

Past

April 13, 2006 - December 31, 2006

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

MECHANICSBURG, PA

Past

May 13, 2005 - March 1, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 28, 2004 - March 7, 2005

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

January 27, 1997 - November 6, 2002

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

May 11, 1994 - July 25, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/8/2020)

IAR

Virginia
(4/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 34

Date: 10/9/2010

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 12/1/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/10/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 5/25/2012

NFA Branch Manager Examination

Current Firm

MERCANTILE ADVISORS, LLC

CRD#: 289040 / SEC#:

Texas

Registered Investment Advisory firm - (1/8/2020 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (4/25/2018 Approved)

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Contact information

Main Address

Alexandria, VA

Mailing Address

107 S West Street #831, Alexandria, VA 22314

Phone number

(703) 780-1151

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 138,473

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey L. Stouffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lee Stouffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSVIEW WEALTH MANAGEMENT, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

RIDGEWAY CONGER ADVISORY SERVICES

RIDGEWAY & CONGER, INC.

U.S. FINANCIAL INVESTMENTS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

CAPITAL ADVISORS

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

MORGAN STANLEY DW INC.

THE O.N. EQUITY SALES COMPANY

QUEST CAPITAL STRATEGIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/1994

Series 63

Date: 4/20/1994

Series 34

Date: 10/9/2010

Series 3

Date: 12/1/2004

Series 7

Date: 5/10/1994

Series 30

Date: 5/25/2012

Current Firm

MERCANTILE ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MERCANTILE ADVISORS, LLC

TRUST BUT VERIFY

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