Michael A. Bodanza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Bodanza, who also goes by Michael Anthony Bondanza, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1991. Michael had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2005 - November 2, 2006
ON INVESTMENT MANAGEMENT CO
May 28, 2002 - November 2, 2006
THE O.N. EQUITY SALES COMPANY
August 10, 1995 - June 3, 2002
WALNUT STREET SECURITIES, INC.
January 10, 1992 - August 22, 1995
VOYA FINANCIAL ADVISORS, INC.
November 21, 1991 - August 25, 1995
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
