Ira J. Garbutt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira John Garbutt was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1974. Ira had worked at 7 firms and has passed the SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2006 - December 31, 2019
JRL CAPITAL CORPORATION
June 30, 1997 - October 19, 2006
MUTUAL SERVICE CORPORATION
August 16, 1995 - July 1, 1997
FSC SECURITIES CORPORATION
July 25, 1988 - August 16, 1995
CORPORATE BENEFIT SECURITIES, INC.
January 3, 1986 - August 24, 1988
CHRISTOPHER WEIL & COMPANY, INC
May 1, 1984 - January 21, 1986
CINCINNATI ANALYSTS, INC.
May 23, 1974 - April 19, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/20/1974
Registered Representative ExaminationCurrent Firm
JRL CAPITAL CORPORATION
CRD#: 10225 / SEC#: , 8-26657
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JRL CAPITAL MANAGEMENT GROUP | PARENT COMPANY | |
| LAW, LARRY RICHARD | PRESIDENT, CEO, DIRECTOR, CCO | 1273118 |
Disclosures
| Regulatory Event | 2 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
