Maria C. Gonzalez
Professional summary
Maria Concepcion Gonzalez, who also goes by Maria Concepcion Herrera, is a registered financial professional currently at G1 EXECUTION SERVICES, LLC located in Chicago, Illinois.
Maria is registered as a RR (Registered Representative) and started their career in finance in 1997. Maria has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria Concepcion Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2001 - Present
G1 EXECUTION SERVICES, LLC
Office #1: 175 W. Jackson Blvd., Suite 1700, Chicago, IL 60604February 27, 2009 - October 23, 2012
E*TRADE SECURITIES LLC
April 23, 2008 - October 23, 2012
E*TRADE CLEARING LLC
November 10, 1999 - June 5, 2001
GVR COMPANY
July 21, 1997 - December 3, 1999
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2001)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/25/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
G1 EXECUTION SERVICES, LLC
CRD#: 111528 / SEC#: , 8-53174
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 1 |
Red Flags
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