Laurie A. Hedlund
Professional summary
Laurie Anne Hedlund, who also goes by Laurie Anne Carroll, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in Chicago, Illinois.
Laurie is registered as a RR (Registered Representative) and started their career in finance in 1994. Laurie has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 3, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurie Anne Hedlund's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2023 - Present
ACADEMY SECURITIES, INC.
Office #1: 205 West Wacker, Chicago, IL 60606January 14, 2011 - June 10, 2014
NORTHERN TRUST SECURITIES, INC.
September 24, 2008 - October 8, 2010
MELVIN SECURITIES, L.L.C.
June 3, 2005 - July 21, 2008
JACKSON SECURITIES LLC
February 4, 2002 - June 8, 2005
BEREAN CAPITAL INCORPORATED
August 26, 1997 - November 15, 2000
ABN AMRO INCORPORATED
November 7, 1994 - August 6, 1997
CLAYTON SECURITIES SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/27/2023
Operations Professional ExaminationSeries 55
Date: 12/19/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (41 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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