Dave G. Matthew
Professional summary
Dave Gabriel Matthew is a registered financial professional currently at GREAT PACIFIC SECURITIES located in Costa Mesa, California.
Dave is registered as a RR (Registered Representative) and started their career in finance in 2003. Dave has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dave Gabriel Matthew's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2019 - Present
GREAT PACIFIC SECURITIES
Office #1: 151 Kalmus Drive, Building H8, Costa Mesa, CA 92626August 11, 2015 - November 1, 2018
CV BROKERAGE, INC
September 23, 2013 - July 22, 2015
DINOSAUR FINANCIAL GROUP, L.L.C
April 26, 2012 - December 12, 2012
TOPEKA CAPITAL MARKETS INC.
March 13, 2008 - April 19, 2012
THE BENCHMARK COMPANY, LLC
June 23, 2005 - March 23, 2006
SIG SPECIALISTS, INC.
November 17, 2003 - January 29, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2019)
(1/8/2019)
(1/8/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/13/2011
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Current Firm
GREAT PACIFIC SECURITIES
CRD#: 29251 / SEC#: , 8-44398
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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