Anne Pickrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anne Pickrell, who also goes by Anne P Meyer, Anne M Pickrell, Anne Marie Pickrell, was a registered financial professional .
Anne is a previously registered financial professional and started their career in finance in 1996. Anne had worked at 5 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2007 - June 1, 2011
MORGAN STANLEY INVESTMENT ADVISORS INC.
January 8, 2007 - June 7, 2010
INVESCO CAPITAL MARKETS, INC.
July 3, 2006 - May 15, 2013
MORGAN STANLEY DISTRIBUTION, INC.
August 23, 2001 - July 11, 2006
MORGAN STANLEY & CO. LLC
December 2, 1996 - July 31, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
