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Anne Pickrell

CRD# 2174931·Registered 1996 - 2011
Previously Registered: Being a previously registered professional could mean that Anne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anne Pickrell, who also goes by Anne P Meyer, Anne M Pickrell, Anne Marie Pickrell, was a registered financial advisor. Anne was a previously registered financial professional and started their career in finance 1996 - 2011. Anne had worked at 5 firms and has passed the Series 65 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anne P Meyer, Anne M Pickrell, Anne Marie Pickrell

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MORGAN STANLEY INVESTMENT ADVISORS INC.·CRD# 104525
RIA
New York, NY
September 10, 2007 - June 1, 2011
INVESCO CAPITAL MARKETS, INC.·CRD# 6939
BD
Houston, TX
January 8, 2007 - June 7, 2010
MORGAN STANLEY DISTRIBUTION, INC.·CRD# 30344
BD
New York, NY
July 3, 2006 - May 15, 2013
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
August 23, 2001 - July 11, 2006
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
December 2, 1996 - July 31, 2001

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1992About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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