Frank V. Gallo
INVESTORS PORTFOLIO SERVICES LLC
Puyallup, WA 98373
Some features on this profile are disabled
CRD#: 2174876
Professional summary
Frank Vincent Gallo, CFP®, who also goes by Chip Gallo, is a registered financial advisor currently at INVESTORS PORTFOLIO SERVICES LLC located in Puyallup, Washington.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Frank has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Tax Planning
Education Planning
Divorce Planning
Business Succession Planning
Life Transitions
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Chip Gallo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FRANK GALLO - Licensed Agent - Non variable Insurance sales - INVESTMENT RELATED - 08/01/2006 - Puyallup WA 2)HG CAPITAL LLC - Owner - Commercial Rental Real Estate Building - NOT INVESTMENT RELATED - 02/01/2002 - Puyallup WA 3)JOAN M GALLO TRUST - Trustee - Make business and financial decisions, distribute funds to beneficiaries.Act as Trustee for Mother - INVESTMENT RELATED - 01/01/2002 - Puyallup WA 4)FRANK GALLO - Tax Preparer - Tax Preparation for federal taxes - NOT INVESTMENT RELATED - 01/02/1995 - Puyallup WA 5)INVESTORS PORTFOLIO SERVICES - owner - Referral Program for tax prep - NOT INVESTMENT RELATED - 08/05/2015 - Puyallup WA 6)CASH FLOW ANALYSIS LLC - owner - holding company - not investment related - 10/10/2024 - Puyallup WA
CRS (Client Relationship Summary) - RIA
Click below to view Frank Vincent Gallo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
December 11, 2012 - Present
INVESTORS PORTFOLIO SERVICES LLC
Office #1: 2832 South Meridian Suite 201, Puyallup, WA 98373RIA
CRD#: 117299
Puyallup, WA
Past
March 2, 2020 - December 31, 2023
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
Puyallup, WA
Past
September 22, 2016 - March 2, 2020
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Past
August 25, 2011 - September 23, 2016
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
PUYALLUP, WA
Past
February 21, 2006 - December 31, 2007
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
PUYALLUP, WA
Past
January 9, 2006 - September 23, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
PUYALLUP, WA
Past
March 31, 1999 - January 11, 2006
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
June 13, 1994 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
November 29, 1991 - June 8, 1994
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 29, 1991 - June 8, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
INVESTORS PORTFOLIO SERVICES LLC
FRANK GALLO & ASSOCIATES | INVESTORS PORTFOLIO SERVICES LLC | GALLO, FRANK, VINCENT | GALLO, FRANK VINCENT | FRANK V. GALLO & ASSOCIATES | FRANK V. GALLO
CRD#: 117299 / SEC#: 801-120692
RIA
Registered Investment Advisory firm - (4/2/2021 Approved)Texas
Registered Investment Advisory firm - (9/9/2020 Terminated)Washington
Registered Investment Advisory firm - (1/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/26/2024)
IAR
Washington(12/11/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
IP
INVESTORS PORTFOLIO SERVICES LLC
FRANK GALLO & ASSOCIATES | INVESTORS PORTFOLIO SERVICES LLC | GALLO, FRANK, VINCENT | GALLO, FRANK VINCENT | FRANK V. GALLO & ASSOCIATES | FRANK V. GALLO
CRD#: 117299 / SEC#: 801-120692
RIA
Registered Investment Advisory firm - (4/2/2021 Approved)Texas
Registered Investment Advisory firm - (9/9/2020 Terminated)Washington
Registered Investment Advisory firm - (1/21/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2832 South Meridian Suite 201, Puyallup, WA 98373
Mailing Address
Phone number
(253) 770-8118
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 724 |
| AUM (Assets Under Management) | $ 216,521,935 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INVESTORS PORTFOLIO SERVICES LLC
CRD#: 117299Puyallup, WA 98373TRUST BUT VERIFY
Monitor Frank Gallo
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
