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David S Pearson

CFP®
CETERA INVESTMENT ADVISERS
Murray, UT
·CRD# 2174863·35 years experience

Professional Summary

David S Pearson, CFP®, who also goes by David Pearson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Murray, Utah and CETERA WEALTH SERVICES, LLC located in Murray, Utah. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Pearson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2003

Years of Experience

35 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
114 W Winchester Street, Suite 100, Murray, UT 84107
June 29, 2023 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
114 W Winchester Street, Suite 100, Murray, UT 84107
March 2, 2004 - Present
INSPHERE SECURITIES, INC.·CRD# 136433
BD
Salt Lake City, UT
April 7, 2006 - March 31, 2008
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Layton, UT
March 5, 2004 - June 29, 2023
LPL FINANCIAL LLC·CRD# 6413
RIA
San Francisco, CA
September 23, 2003 - January 9, 2004
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
September 23, 2003 - January 9, 2004
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
RIA
Ogden, UT
September 10, 2001 - July 24, 2003
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Waverly, IA
January 5, 1996 - July 24, 2003
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
Hartford, CT
August 30, 1993 - December 12, 1995
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
October 24, 1991 - August 30, 1993

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: INSURANCE, INVESTMENT RELATED: YES, NATURE OF BUSINESS: SALE OF FIXED INSURANCE (LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE), POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: SALE OF VARIOUS INSURANCE COMPANIES AS AN AGENT; 2) NAME OF OTHER BUSINESS: PEARSON & PEARSON, LLC, INVESTMENT RELATED: NO, NATURE OF BUSINESS: REAL ESTATE MANAGEMENT/RENTAL PROPERTIES. POSITION/TITLE/RELATIONSHIP: CO-OWNER, START DATE: 1994 APX NUMBER OF HOURS PER MONTH: 1-2 HOURS PER MONTH, BRIEF DESCRIPTION OF DUTIES: OWNER OF REAL ESTATE MANAGEMENT AND RENTAL PROPERTY. 3) NAME OF OTHER BUSINESS: PEAK FINANCIAL NETWORK SOLUTIONS AKA FINANCIAL NETWORK FID WEST, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2011, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES, CONTRACT WITH INDIVIDUALS AND OR INSTITUTIONS TO PROVIDE INVESTMENT SERVICES PROGRAM MANAGEMENT; 4) NAME OF OTHER BUSINESS: DPPH, LLC; INVESTMENT RELATED: NO; ADDRESS: 1265 FORT UNION BLVD SUITE 115, COTTONWOOD HEIGHTS, UT 84047; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 10/2017; POSITION/TITLE/RELATIONSHIP: OWNER / PARTNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: OWNER / PARTNER DUTIES; 5) NAME OF OTHER BUSINESS: TRUSTEE FOR NIECE'S ILIT; INVESTMENT RELATED: NO; ADDRESS: 1265 FORT UNION BLVD SUITE 115, COTTONWOOD HEIGHTS, UT 84047; NATURE OF BUSINESS: IRREVOCABLE LIFE INSURANCE TRUST; START DATE: 02/2017; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MAKE SURE LIFE INSURANCE PROCEEDS ARE USED TO CARE FOR NIECE'S DAUGHTER; 6) NAME OF OTHER BUSINESS: WINCHESTER OFFICE PARK CONDOMINIUMS ; INVESTMENT RELATED: NO ADDRESS: 118 W. WINCHESTER ST #100. MURRAY UT 84107 ; NATURE OF BUSINESS: NON-PROFIT PROPERTY ; START DATE: 06/2019 ; POSITION/TITLE/RELATIONSHIP: DIRECTOR ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: DIRECTING PROPERTY MAINTENANCE AND IMPROVEMENTS ACTIVITIES ; 7) NAME OF OTHER BUSINESS: PEAK GC THREE LLC; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY INVESTMENT; 8) NAME OF OTHER BUSINESS: PEARSON & PEARSON INC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BUSINESS EXPENSE MANAGEMENT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE PAYROLL, EMPLOYEES AND BUSINESS EXPENSES;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/25/2011)
RR
Colorado
(4/27/2011)
RR
Florida
(1/31/2023)
RR
Hawaii
(8/10/2018)
RR
Idaho
(7/2/2007)
RR
Nevada
(3/12/2021)
RR
Ohio
(3/11/2025)
RR
Oklahoma
(2/20/2009)
RR
South Carolina
(6/22/2026)
RR
Texas
(2/23/2018)
IAR
Texas
(6/29/2023)
RR
Utah
(3/2/2004)
IAR
Utah
(6/29/2023)
RR
Washington
(6/3/2021)
RR
Wyoming
(11/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1991About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Sep 2014About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view David S Pearson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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