Lorie Reid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorie Reid, who also goes by Lorie Michelle Colson, Lorie M Colson, Lorie M. Reid, Lorie Michelle Reid, Lorie Reid, was a registered financial professional .
Lorie is a previously registered financial professional and started their career in finance in 1994. Lorie had worked at 11 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, Series 6TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - July 6, 2026
STRATEGIC ADVISERS LLC
October 11, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 1, 2022 - July 6, 2026
FIDELITY BROKERAGE SERVICES LLC
June 25, 2019 - January 5, 2021
J.P. MORGAN SECURITIES LLC
July 10, 2006 - May 20, 2009
KEY INVESTMENT SERVICES LLC
July 10, 2006 - May 20, 2009
KEY INVESTMENT SERVICES LLC
April 23, 2004 - October 28, 2004
VALIC FINANCIAL ADVISORS, INC.
December 5, 2003 - October 28, 2004
VALIC FINANCIAL ADVISORS, INC.
April 4, 2002 - August 4, 2003
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 19, 2000 - February 8, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
May 18, 1999 - April 5, 2000
INVESCO DISTRIBUTORS, INC.
March 6, 1996 - October 18, 1996
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
July 28, 1994 - March 22, 1995
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/1/2022
General Securities Representative ExaminationSeries 6TO
Date: 6/25/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
