Coral E. Farley

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CRD#: 2174804

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Coral Eugena Farley, who also goes by Corey Farley, was a registered financial professional .

Coral is a previously registered financial professional and started their career in finance in 1991. Coral had worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Corey Farley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 25, 2010 - February 21, 2012

REHMANN WEALTH

RIA

CRD#: 123047

WESTLAKE, OH

Past

March 12, 2010 - May 25, 2012

OSAIC WEALTH, INC.

CRD#: 23131

WESTLAKE, OH

Past

March 11, 2004 - March 18, 2010

CETERA ADVISORS LLC

RIA

CRD#: 10299

CLEVELAND, OH

Past

January 1, 2004 - March 18, 2010

CETERA ADVISORS LLC

CRD#: 10299

CLEVELAND, OH

Past

April 23, 1997 - January 1, 2004

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

January 2, 1997 - February 26, 1997

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

August 8, 1995 - January 2, 1997

TRADESTAR INVESTMENTS,INC.

CRD#: 14565

HOUSTON, TX

Past

October 3, 1991 - August 8, 1995

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/24/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/2/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 5/22/2008

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/9/1993

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 5/4/1992

Investment Company Products/Variable Contracts Principal Examination

Current Firm

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

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Contact information

Main Address

4086 Legacy Parkway, Lansing, MI 48911-4261

Mailing Address

Phone number

(517) 316-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 RCAG PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,238
AUM (Assets Under Management)	$ 4,270,170,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Coral E. Farley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC WEALTH, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

VESTAX SECURITIES CORPORATION

FISERV INVESTOR SERVICES, INC.

TRADESTAR INVESTMENTS,INC.

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

REHMANN WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2004

Series 63

Date: 4/10/1997

Series 7

Date: 11/24/1992

Series 6

Date: 10/2/1991

Series 51

Date: 5/22/2008

Series 24

Date: 6/9/1993

Series 26

Date: 5/4/1992

Current Firm

REHMANN WEALTH

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REHMANN WEALTH

TRUST BUT VERIFY

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