Alfred J. Ursomanno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Joseph Ursomanno JR, who also goes by A J Ursomanno, Al Ursomanno, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1991. Alfred had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2003 - November 3, 2006
TRADERIGHT SECURITIES, INC.
September 13, 2002 - December 12, 2002
PEREGRINE FINANCIALS & SECURITIES, INC.
August 20, 2002 - August 27, 2002
MF GLOBAL INC.
August 7, 2000 - August 20, 2002
PEREGRINE FINANCIALS & SECURITIES, INC.
November 24, 1999 - January 4, 2000
PEREGRINE FINANCIALS & SECURITIES, INC.
October 27, 1998 - June 11, 1999
BAXTER BANKS & SMITH, LTD.
May 31, 1996 - October 28, 1996
IFMG SECURITIES, INC.
November 3, 1995 - June 26, 1996
CAPITAL BROKERAGE CORPORATION
August 9, 1995 - November 6, 1995
DRIZOS INVESTMENTS, INC.
May 17, 1995 - July 28, 1995
FAB SECURITIES OF AMERICA, INC.
August 17, 1994 - November 28, 1994
A. T. BROD & CO. INC.
August 12, 1992 - September 21, 1994
J. GREGORY & COMPANY, INC.
July 14, 1992 - August 25, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 5, 1991 - November 12, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADERIGHT SECURITIES, INC.
CRD#: 45598 / SEC#: , 8-51101
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
