Samuel L. Wereb
Professional summary
Samuel Lewis Wereb was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Samuel is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Samuel had worked at 4 firms, which includes CORNA SECURITIES INC., QUANTUM CAPITAL CORPORATION, THE HAMILTON-SHEA GROUP INC., OMNI FINANCIAL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 1998 - April 20, 1999
CORNA SECURITIES, INC.
January 2, 1997 - February 6, 1998
QUANTUM CAPITAL CORPORATION
April 10, 1995 - January 27, 1997
THE HAMILTON-SHEA GROUP, INC.
February 1, 1994 - June 23, 1994
CORNA SECURITIES, INC.
February 1, 1994 - April 5, 1995
OMNI FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CORNA SECURITIES, INC.
CRD#: 28663 / SEC#: , 8-43876
Contact information
Documents
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