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JH

Jonathan Lennard Hamel

NYLIFE SECURITIES
WALL, NJ
·CRD# 2174769·35 years experience

Professional Summary

Jonathan Lennard Hamel is a registered financial advisor currently at NYLIFE SECURITIES LLC located in Wall, New Jersey. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1991. Jonathan has worked at 13 firms and has passed the Series 63, Series 3, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

NYLIFE SECURITIES LLC·CRD# 5167
BD
1963 State Route 34 Bldg B Suite 201, Wall, NJ 07719
March 28, 2025 - Present
BAY CREST PARTNERS, LLC·CRD# 39944
BD
New York, NY
June 26, 2023 - August 6, 2024
WHITAKER SECURITIES LLC·CRD# 121465
BD
New York, NY
March 27, 2008 - June 21, 2023
SEABOARD SECURITIES, INC.·CRD# 755
BD
New York, NY
March 26, 2001 - April 1, 2008
AVIOR CAPITAL, LLC·CRD# 44732
BD
San Diego, CA
February 23, 1999 - May 22, 2000
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
January 29, 1997 - May 6, 1999
AUGMENT SECURITIES INC.·CRD# 28373
BD
New York, NY
April 23, 1996 - January 6, 1997
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
July 14, 1995 - May 1, 1996
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
May 2, 1995 - July 10, 1995
INVESTEC INC.·CRD# 18553
BD
New York, NY
December 7, 1994 - April 7, 1995
REICH & CO., INC.·CRD# 19611
BD
January 27, 1993 - December 6, 1994
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
May 28, 1992 - February 8, 1993
REICH & CO., INC.·CRD# 3148
BD
February 10, 1992 - June 2, 1992
SOUTH RICHMOND SECURITIES, INC.·CRD# 14913
BD
October 18, 1991 - January 29, 1992

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Current Firm

NS
NYLIFE SECURITIES LLC

NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

CRD#: 5167 / SEC#: 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

51 Madison Ave. Room 713, New York, NY 10010

Mailing Address

51 Madison Avenue Room 713, New York, NY 10010

Phone Number

(212) 576-7000

Established

Delaware since 01/01/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NYLIFE LLC.SHAREHOLDER—
BAGTAS, ANGELA CHENELECTED MANAGER8172856
BOCCIO, JOHN MICHAELCHIEF EXECUTIVE OFFICER AND PRESIDENT4600977
DUARTE, DEBORAH LYNNELECTED MANAGER6090278
ENGELBRECHTSEN, TOM DAHLCORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER2908809
FEINBERG, AMARYA NMNELECTED MANAGER8162482
HUANG, DYLAN WEIELECTED MANAGER AND CHAIRMAN6233208
LOFTUS, PATRICIA ELIZABETHCORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2156131
SCHWARTZ, RACHEL SABRINAVICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL8170474
TILLOTSON, SANDRA GELECTED MANAGER7617600
VIRENDRA, SONALI NMNELECTED MANAGER2404467
ZAMAN, NABEEDVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER6410914

Disclosures

Regulatory Event

13

Arbitration

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(3/28/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1991About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Nov 2023About the Series 3 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2009About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jonathan Lennard Hamel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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