Jonathan L. Hamel
Professional summary
Jonathan Lennard Hamel is a registered financial professional currently at NYLIFE SECURITIES LLC located in Wall, New Jersey.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1991. Jonathan has worked at 13 firms and has passed the Series 63, Series 3, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Lennard Hamel's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 1963 State Route 34 Bldg B Suite 201, Wall, NJ 07719June 26, 2023 - August 6, 2024
BAY CREST PARTNERS, LLC
March 27, 2008 - June 21, 2023
WHITAKER SECURITIES LLC
March 26, 2001 - April 1, 2008
SEABOARD SECURITIES, INC.
February 23, 1999 - May 22, 2000
AVIOR CAPITAL, LLC
January 29, 1997 - May 6, 1999
SEABOARD SECURITIES, INC.
April 23, 1996 - January 6, 1997
AUGMENT SECURITIES INC.
July 14, 1995 - May 1, 1996
FIRST MONTAUK SECURITIES CORP.
May 2, 1995 - July 10, 1995
ROBERT THOMAS SECURITIES, INC
December 7, 1994 - April 7, 1995
INVESTEC INC.
January 27, 1993 - December 6, 1994
REICH & CO., INC.
May 28, 1992 - February 8, 1993
LADENBURG THALMANN & CO. INC.
February 10, 1992 - June 2, 1992
REICH & CO., INC.
October 18, 1991 - January 29, 1992
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Wall, NJ 07719TRUST BUT VERIFY
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