Ralph J. Lamberti
Professional summary
Ralph James Lamberti, who also goes by Ralph James Lamberti Jr, is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Staten Island, New York.
Ralph is registered as a RR (Registered Representative) and started their career in finance in 1993. Ralph has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ralph James Lamberti's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2020 - Present
CELADON FINANCIAL GROUP LLC
March 29, 2021 - December 31, 2021
RJL CAPITAL ADVISORS, LLC
April 23, 2012 - February 3, 2022
FTX CAPITAL MARKETS LLC
April 16, 2012 - June 28, 2012
VIEWTRADE SECURITIES, INC.
August 12, 2003 - April 16, 2012
SLOAN SECURITIES CORP.
June 29, 1998 - August 20, 2003
HORNBLOWER FISCHER & CO.
May 17, 1996 - July 1, 1998
WORLDCO, L.L.C.
June 30, 1995 - July 8, 1996
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
March 22, 1995 - July 20, 1995
H.J. MEYERS & CO., INC.
December 6, 1994 - March 3, 1995
A. T. BROD & CO. INC.
February 19, 1993 - March 9, 1993
KC MAY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2020)
(5/21/2020)
(5/21/2020)
(4/13/2021)
(5/21/2020)
(5/21/2020)
(6/22/2022)
(5/21/2020)
(8/31/2022)
(1/4/2023)
(5/21/2020)
(5/21/2020)
(2/3/2022)
(1/4/2023)
(4/20/2022)
(8/9/2022)
(5/21/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/3/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERSCH, DARYL SCOTT | CEO/MAJORITY MEMBER/GSP/ROSFP | 1255474 |
| CAMBRIA HOLDINGS, INC. | MINORITY MEMBER | |
| COSTINE, MELISSA ANNE | OPERATIONS MANAGER/GSP | 2646983 |
| NAVAS, NELSON GABRIEL | CFO/FINOP/GSP | 5092353 |
| PASTINE, ARMAND RALPH | HEAD OF CAPITAL MARKETS/GSP | 2257531 |
| WALDMAN, PAUL MITCHELL | CCO/AMLCO/GSP/ROSFP | 1885767 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
