Michael L. Dspain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lindley Dspain, who also goes by Mike Dspain, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2004 - February 26, 2016
USAA FINANCIAL ADVISORS, INC.
December 5, 2003 - February 26, 2016
USAA FINANCIAL PLANNING SERVICES
May 19, 1994 - December 31, 2003
USAA INVESTMENT SERVICES COMPANY
July 7, 1992 - February 8, 1993
INVEST FINANCIAL CORPORATION
September 4, 1991 - June 25, 1992
IDS LIFE INSURANCE COMPANY
September 4, 1991 - June 25, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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