Scott H. Vincent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Howard Vincent was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1991. Scott had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2010 - December 31, 2015
GREEN RIVER ASSET MANAGEMENT, LLC
September 11, 2007 - July 22, 2010
THOMAS WEISEL PARTNERS LLC
May 7, 2002 - September 13, 2007
CIBC WORLD MARKETS CORP.
June 14, 1999 - April 17, 2002
DEUTSCHE BANK SECURITIES INC.
August 12, 1998 - June 14, 1999
DB ALEX. BROWN LLC
August 30, 1991 - July 23, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREEN RIVER ASSET MANAGEMENT, LLC
CRD#: 154606 / SEC#:
Contact information
Red Flags
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