Keith R. Bossey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Richard Bossey, who also goes by Keith R Bossey, was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1991. Keith had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 1997 - October 12, 1998
ROBERT M. COHEN & CO., INC.
August 16, 1996 - March 25, 1997
GILFORD SECURITIES INCORPORATED
April 7, 1995 - August 22, 1996
SEABOARD SECURITIES, INC.
March 28, 1994 - November 25, 1994
UBS FINANCIAL SERVICES INC.
January 18, 1994 - April 7, 1994
FIRST AFFILIATED SECURITIES
January 10, 1992 - February 17, 1994
JOSEPH CHARLES & ASSOC., INC.
November 20, 1991 - February 10, 1992
EURO-ATLANTIC SECURITIES INC.
August 29, 1991 - November 25, 1991
GUARDIAN INTERNATIONAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBERT M. COHEN & CO., INC.
CRD#: 21806 / SEC#: , 8-39214
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COHEN, ROBERT MARC | DIRECTOR; PRESIDENT | |
| BARRASSO, MICHAEL ANTHONY | DIRECTOR | |
| COOK, PETER CHRISTOPHER | EXECUTIVE VICE PRESIDENT | |
| MCKEEVER, JAMES JOSEPH | DIRECTOR | 1640303 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
