David J. Beach

LOOMIS, SAYLES & COMPANY, L.P.

SAN FRANCISCO, CA 94104

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CRD#: 2174203

Professional summary

David James Beach is a registered financial advisor currently at LOOMIS, SAYLES & COMPANY, L.P. located in San Francisco, California and LOOMIS SAYLES DISTRIBUTORS, L.P. located in Orinda, California.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Beach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2012 - Present

LOOMIS, SAYLES & COMPANY, L.P.

Office #1: Suite 3300 555 California Street, San Francisco, CA 94104

RIA

CRD#: 105377

SAN FRANCISCO, CA

Current

January 25, 2012 - Present

LOOMIS SAYLES DISTRIBUTORS, L.P.

Office #1: Suite 200-a 4 Orinda Way, Orinda, CA 94563

CRD#: 41795

Orinda, CA

Past

June 15, 2001 - January 5, 2012

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

December 7, 1999 - May 2, 2001

BSE BOND CONNECT, LLC

CRD#: 100080

BOSTON, MA

Past

April 26, 1999 - September 27, 1999

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

May 27, 1997 - January 14, 1998

INTERVEST FINANCIAL SERVICES, INC.

CRD#: 29865

MALVERN, PA

Past

October 23, 1996 - December 31, 1996

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

January 1, 1995 - January 29, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 11, 1992 - September 3, 1994

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOOMIS, SAYLES & COMPANY, L.P.

CRD#: 105377 / SEC#: 801-170

RIA

Registered Investment Advisory firm - (6/2/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/25/2012)

IAR

California
(1/26/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/7/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/9/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LOOMIS, SAYLES & COMPANY, L.P.

CRD#: 105377 / SEC#: 801-170

RIA

Registered Investment Advisory firm - (6/2/1977 Approved)

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Contact information

Main Address

One Financial Center, Boston, MA 02111-2621

Mailing Address

Phone number

(617) 482-2450

Established

Firm type

Fiscal year end

# of Employees

729

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOOMIS, SAYLES & COMPANY, L.P. PART 2A (9/24/2025)

Regulatory assets under management

Total Number of Accounts	22,232
AUM (Assets Under Management)	$ 350,888,326,513

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

David J. Beach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Beach's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOOMIS SAYLES DISTRIBUTORS, L.P.

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BSE BOND CONNECT, LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

INTERVEST FINANCIAL SERVICES, INC.

RODMAN & RENSHAW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LAZARD FRERES & CO. LLC

Primary Firm SEC Registration

LOOMIS, SAYLES & COMPANY, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1993

Series 63

Date: 11/17/1992

SIE

Date: 10/1/2018

Series 3

Date: 5/7/2013

Series 7

Date: 11/9/1992

FINRA

Current Firm

LOOMIS, SAYLES & COMPANY, L.P.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOOMIS, SAYLES & COMPANY, L.P.

TRUST BUT VERIFY

Contact information

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