Harold G. Rodgers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Gaston Rodgers was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1991. Harold had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2006 - January 25, 2012
INTERVEST INTERNATIONAL, INC.
June 10, 2002 - November 8, 2024
INTERVEST INTERNATIONAL EQUITIES CORPORATION
August 5, 1998 - June 10, 2002
CONSECO SECURITIES, INC.
February 11, 1998 - August 5, 1998
CONSECO FINANCIAL SERVICES, INC.
October 14, 1991 - February 11, 1998
CONSECO EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
INTERVEST INTERNATIONAL, INC.
CRD#: 111516 / SEC#: 801-66615
Contact information
Regulatory assets under management
| Total Number of Accounts | 356 |
| AUM (Assets Under Management) | $ 39,933,048 |
Red Flags
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