Christopher E. Cubbage

OPPORTUNUS WEALTH MANAGEMENT

LAKE OSWEGO, OR 97035

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CRD#: 2174141

Professional summary

Christopher Eugene Cubbage is a registered financial advisor currently at OPPORTUNUS WEALTH MANAGEMENT, LLC located in Lake Oswego, Oregon.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Christopher has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SECURITIES AMERICA ADVISORS POSITION: Financial Advisor NATURE: Securities advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/09/2020 ADDRESS: 5775 SW Jean Rd Suite 210, Lake Oswego OR 97035 DESCRIPTION: Securities advisory services INSURANCE POSITION: Financial Advisor NATURE: Insurance License INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2019 ADDRESS: 5775 Jean Rd Suite, Lake Oswego OR 97035 DESCRIPTION: Some times I sell term insurance to clients. DBA - Retirement Advocates

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Eugene Cubbage's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2021 - Present

OPPORTUNUS WEALTH MANAGEMENT, LLC

Office #1: 5775 Jean Rd Suite 210, Lake Oswego, OR 97035

RIA

CRD#: 300141

LAKE OSWEGO, OR

Past

November 6, 2020 - July 1, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LAKE OSWEGO, OR

Past

November 6, 2020 - July 1, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Lake Oswego, OR

Past

June 5, 2018 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

Lake Oswego, OR

Past

March 7, 2018 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Lake Oswego, OR

Past

January 4, 2017 - September 14, 2017

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

October 7, 2015 - January 4, 2017

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

March 2, 2005 - October 5, 2015

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

LAKE OSWEGO, OR

Past

December 5, 1991 - October 5, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

LAKE OSWEGO, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPPORTUNUS WEALTH MANAGEMENT, LLC

OPPORTUNUS WEALTH MANAGEMENT | RETIREMENT ADVOCATES | PARALLAX 401K | OPPORTUNUS WEALTH MANAGEMENT, LLC

CRD#: 300141 / SEC#: 801-122422

RIA

Registered Investment Advisory firm - (9/30/2021 Approved)

Oregon

Registered Investment Advisory firm - (5/2/2022 Terminated)

Utah

Registered Investment Advisory firm - (2/7/2022 Terminated)

Washington

Registered Investment Advisory firm - (4/25/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/3/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/27/2015

General Securities Principal Examination

Current Firm

OPPORTUNUS WEALTH MANAGEMENT, LLC

OPPORTUNUS WEALTH MANAGEMENT | RETIREMENT ADVOCATES | PARALLAX 401K | OPPORTUNUS WEALTH MANAGEMENT, LLC

CRD#: 300141 / SEC#: 801-122422

RIA

Registered Investment Advisory firm - (9/30/2021 Approved)

Oregon

Registered Investment Advisory firm - (5/2/2022 Terminated)

Utah

Registered Investment Advisory firm - (2/7/2022 Terminated)

Washington

Registered Investment Advisory firm - (4/25/2022 Terminated)

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Contact information

Main Address

Gig Harbor, WA

Mailing Address

11010 Harbor Hill Dr Ste B602, Gig Harbor, WA 98332

Phone number

(253) 254-5078

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/18/2025)

FORM ADV PART 2A - OPPORTUNUS WEALTH MANAGEMENT LLC DBA PARALLAX 401K (3/18/2025)

FORM ADV PART 2A - OPPORTUNUS WEALTH MANAGEMENT LLC DBA RETIREMENT ADVOCATES (3/18/2025)

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 77,201,288

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher E. Cubbage

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Eugene Cubbage's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

TRANSAMERICA CAPITAL, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

OPPORTUNUS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/2005

Series 63

Date: 10/11/1991

SIE

Date: 10/1/2018

Series 7

Date: 10/27/1998

Series 6

Date: 12/3/1991

Series 24

Date: 3/27/2015

Current Firm

OPPORTUNUS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPPORTUNUS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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