Cheryl S. Glazer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl S Glazer, who also goes by Cheryl R Student Glazer, Cheryl Ruth Glazer, Cheryl Student Glazer, Cheryl R Student, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 1991. Cheryl had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 27, 2018 - December 31, 2023
SECURITIES AMERICA ADVISORS, INC.
December 27, 2018 - December 31, 2023
SECURITIES AMERICA, INC.
April 30, 2015 - December 11, 2018
QUESTAR ASSET MANAGEMENT, INC.
March 31, 2015 - December 11, 2018
QUESTAR CAPITAL CORPORATION
April 11, 2013 - December 31, 2014
CADARET, GRANT & CO., INC.
April 11, 2013 - December 31, 2014
CADARET, GRANT & CO., INC.
June 7, 2012 - November 6, 2012
MSI FINANCIAL SERVICES, INC.
February 22, 2011 - November 6, 2012
MSI FINANCIAL SERVICES, INC.
November 13, 2003 - October 25, 2010
ALLSTATE FINANCIAL SERVICES, LLC
August 2, 2000 - November 26, 2003
HORNOR, TOWNSEND & KENT, LLC
January 22, 1999 - April 28, 2000
FIRST LIBERTY INVESTMENT GROUP, INC.
May 30, 1996 - December 14, 1998
HORNOR, TOWNSEND & KENT, LLC
May 20, 1993 - December 16, 1995
HORNOR, TOWNSEND & KENT, LLC
November 25, 1991 - December 1, 1992
HORNOR, TOWNSEND & KENT, LLC
October 3, 1991 - November 13, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 3, 1991 - November 13, 1991
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA ADVISORS, INC.
CRD#: 110518 / SEC#: 801-45628
Contact information
Regulatory assets under management
| Total Number of Accounts | 211,150 |
| AUM (Assets Under Management) | $ 40,420,443,233 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
